John A. Schram

917 ADVISORY SERVICES LLC

SPOKANE, WA 99204

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CRD#: 2397137

Professional summary

John Aaron Schram, CFP® is a registered financial advisor currently at 917 ADVISORY SERVICES LLC located in Spokane, Washington.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. John has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Tax Planning

Insurance Planning

Investment Planning

Retirement Planning

Comprehensive Financial Planni...

Employee and Employer Plan Ben...

Estate Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Aaron Schram's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

July 29, 2024 - Present

917 ADVISORY SERVICES LLC

Office #1: 917 S Monroe St, Spokane, WA 99204

RIA

CRD#: 331476

SPOKANE, WA

Past

May 10, 1996 - October 28, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

SPOKANE, WA

Past

March 26, 1996 - November 19, 2024

LPL FINANCIAL LLC

CRD#: 6413

SPOKANE, WA

Past

September 20, 1993 - April 23, 1996

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

917 ADVISORY SERVICES LLC

CRD#: 331476 / SEC#: 801-130529

RIA

Registered Investment Advisory firm - (6/27/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(7/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/26/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/22/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/8/1996

General Securities Principal Examination

Current Firm

917 ADVISORY SERVICES LLC

CRD#: 331476 / SEC#: 801-130529

RIA

Registered Investment Advisory firm - (6/27/2024 Approved)

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Contact information

Main Address

917 S Monroe St, Spokane, WA 99204

Mailing Address

Phone number

(509) 328-5627

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

917 ADVISORY SERVICES LLC BROCHURE (2/14/2025)

Regulatory assets under management

Total Number of Accounts	538
AUM (Assets Under Management)	$ 130,150,573

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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John A. Schram

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Aaron Schram's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

917 ADVISORY SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/26/1996

Series 63

Date: 9/22/1993

SIE

Date: 10/1/2018

Series 7

Date: 9/17/1993

Series 24

Date: 11/8/1996

Current Firm

917 ADVISORY SERVICES LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

917 ADVISORY SERVICES LLC

TRUST BUT VERIFY

Contact information

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