Joseph M. Eckles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Marvin Eckles JR., who also goes by Joe Eckles, Joseph M Jr Eckles, Joseph Marvin Eckles, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1996. Joseph had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2016 - May 1, 2026
BANKERS LIFE ADVISORY SERVICES, INC.
May 26, 2016 - May 1, 2026
BANKERS LIFE SECURITIES, INC.
June 26, 2015 - May 27, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 26, 2015 - May 26, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 12, 2013 - March 11, 2015
J.P. MORGAN SECURITIES LLC
March 12, 2013 - March 11, 2015
J.P. MORGAN SECURITIES LLC
June 28, 2011 - March 12, 2013
EDWARD JONES
April 28, 2011 - March 12, 2013
EDWARD JONES
August 9, 2006 - March 17, 2011
INVESTMENT ADVISORS INTERNATIONAL, INC.
May 9, 2005 - August 23, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 12, 2002 - March 17, 2011
WORLD GROUP SECURITIES, INC.
March 13, 2001 - April 12, 2002
WMA SECURITIES, INC.
October 9, 1996 - February 6, 2001
METROPOLITAN LIFE INSURANCE COMPANY
October 9, 1996 - February 6, 2001
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
