Thomas E. Hatfield

FAMILY FREEDOM WEALTH MANAGEMENT

ADDISON, TX 75001

Some features on this profile are disabled

CRD#: 239688

Professional summary

Thomas Edmund Hatfield III, CFP®, who also goes by Thomas Edmund Hatfield, is a registered financial advisor currently at FAMILY FREEDOM WEALTH MANAGEMENT, LLC located in Addison, Texas.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1969. Thomas has worked at 8 firms and has passed the Series 63, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Edmund Hatfield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Edmund Hatfield III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1985

Experience

Current

November 20, 2024 - Present

FAMILY FREEDOM WEALTH MANAGEMENT, LLC

Office #1: 16475 Dallas Parkway Suite 835, Addison, TX 75001

RIA

CRD#: 333216

ADDISON, TX

Past

May 29, 2022 - March 31, 2025

SPECTRUM WEALTH MANAGEMENT, LLC

RIA

CRD#: 144164

Addison, TX

Past

April 1, 2010 - June 1, 2022

FIRST FINANCIAL COACHING, INC.

RIA

CRD#: 152070

ADDISON, TX

Past

February 19, 2010 - December 31, 2017

TRIAD ADVISORS LLC

CRD#: 25803

ADDISON, TX

Past

August 23, 1983 - March 1, 2010

OSAIC FS, INC.

RIA

CRD#: 3870

ADDISON, TX

Past

April 29, 1980 - March 1, 2010

OSAIC FS, INC.

CRD#: 3870

ADDISON, TX

Past

May 1, 1979 - March 29, 1980

USLIFE EQUITY SALES CORP.

CRD#: 7962

Past

June 9, 1976 - May 1, 1979

USLIFE EQUITY SALES CORP

CRD#: 6815

Past

October 1, 1969 - April 11, 1976

INDEPENDENT SECURITIES CORPORATION

CRD#: 262

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/25/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 4/1/1969

Registered Representative Examination

Current Firm

FAMILY FREEDOM WEALTH MANAGEMENT, LLC

CRD#: 333216 / SEC#:

Texas

Registered Investment Advisory firm - (11/19/2024 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

16475 Dallas Parkway Suite 835, Addison, TX 75001

Mailing Address

Phone number

(972) 931-9730

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kerry Prazak

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

IAR

SOUTHLAKE, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

RICHARDSON, TX

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas E. Hatfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Edmund Hatfield III's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAMILY FREEDOM WEALTH MANAGEMENT, LLC

SPECTRUM WEALTH MANAGEMENT, LLC

FIRST FINANCIAL COACHING, INC.

TRIAD ADVISORS LLC

OSAIC FS, INC.

OSAIC FS, INC.

USLIFE EQUITY SALES CORP.

USLIFE EQUITY SALES CORP

INDEPENDENT SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 2/25/1999

SIE

Date: 12/31/2017

Series 1

Date: 4/1/1969

Current Firm

FAMILY FREEDOM WEALTH MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

FAMILY FREEDOM WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors