Oscar N. Alvarez

PATHWAY FINANCIAL PLANNING

Newport News, VA 23606

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CRD#: 2396863

Professional summary

Oscar Nava Alvarez, CFP® is a registered financial advisor currently at PATHWAY FINANCIAL PLANNING, INC. located in Newport News, Virginia.

Oscar is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Oscar has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PATHWAY FINANCIAL SERVICES; INVESTMENT RELATED; NEWPORT NEWS, VA; INSURANCE PRODUCTS SALES AND SERVICES; INSURANCE AGENT; MAY 2011; APPROXIMATELY 50% OF MR. ALVAREZ'S TIME IS SPENT ON THIS ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Oscar Nava Alvarez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

November 12, 2014 - Present

PATHWAY FINANCIAL PLANNING, INC.

Office #1: 780 Pilot House Drive Suite 100c, Newport News, VA 23606

RIA

CRD#: 173222

Newport News, VA

Past

June 10, 2011 - October 30, 2014

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

NEWPORT NEWS, VA

Past

May 17, 2011 - October 30, 2014

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

NEWPORT NEWS, VA

Past

November 25, 2002 - May 19, 2011

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

NEWPORT NEWS, VA

Past

September 11, 2002 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

POQUOSON, VA

Past

September 11, 2002 - May 19, 2011

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

NEWPORT NEWS, VA

Past

September 9, 1993 - September 13, 2001

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

September 9, 1993 - September 13, 2001

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/21/2022)

IAR

Virginia
(11/12/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/25/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/17/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/30/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/8/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PATHWAY FINANCIAL PLANNING, INC.

CRD#: 173222 / SEC#:

Texas

Registered Investment Advisory firm - (1/14/2022 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (11/12/2014 Approved)

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Contact information

Main Address

780 Pilot House Drive Suite 100c, Newport News, VA 23606

Mailing Address

Phone number

(757) 595-4588

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	108
AUM (Assets Under Management)	$ 12,532,602

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Oscar N. Alvarez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Oscar Nava Alvarez's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/25/1997

Series 63

Date: 9/17/1993

SIE

Date: 10/30/2014

Series 6

Date: 9/8/1993

Current Firm

PATHWAY FINANCIAL PLANNING, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PATHWAY FINANCIAL PLANNING, INC.

TRUST BUT VERIFY

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