Samuel L. Levine

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CRD#: 2396777

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Samuel Louis Levine, who also goes by Sam Levine, was a registered financial professional .

Samuel is a previously registered financial professional and started their career in finance in 1993. Samuel had worked at 7 firms and has passed the Series 65, Series 63, Series 87, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sam Levine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I write investment related content under my own byline and as a ghostwriter on a freelance basis at home or at a client's location through Buttonwood Group, LLC, a Michigan domiciled limited liability company. Time devoted to this activity is highly variable, but generally is between 10-30 hours a week.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 23, 2021 - March 22, 2022

ANTONELLI FINANCIAL ADVISORS, LLC

RIA

CRD#: 286452

GROSSE POINTE, MI

Past

March 9, 2001 - April 24, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

WATER MILL, NY

Past

August 5, 2000 - March 21, 2001

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 4, 1999 - August 5, 2000

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Past

February 18, 1997 - December 14, 1998

SAMUEL A. RAMIREZ & COMPANY, INC.

CRD#: 6963

NEW YORK, NY

Past

April 6, 1994 - October 18, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 20, 1993 - February 24, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANTONELLI FINANCIAL ADVISORS, LLC

CRD#: 286452 / SEC#: 801-129831

RIA

Registered Investment Advisory firm - (4/3/2024 Approved)

Michigan

Registered Investment Advisory firm - (5/27/2024 Terminated)

Texas

Registered Investment Advisory firm - (5/2/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/9/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/22/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 4/29/2006

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 9/18/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 4/20/1998

Registered Options Principal Examination

Current Firm

ANTONELLI FINANCIAL ADVISORS, LLC

CRD#: 286452 / SEC#: 801-129831

RIA

Registered Investment Advisory firm - (4/3/2024 Approved)

Michigan

Registered Investment Advisory firm - (5/27/2024 Terminated)

Texas

Registered Investment Advisory firm - (5/2/2024 Terminated)

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Contact information

Main Address

16824 Kercheval Place Suite 202, Grosse Pointe, MI 48230

Mailing Address

Phone number

(313) 290-2602

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANTONELLI FINANCIAL ADVISORS ADV PART 2 WITH SUPPLEMENTS (3/25/2025)

Regulatory assets under management

Total Number of Accounts	564
AUM (Assets Under Management)	$ 193,000,052

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Samuel L. Levine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

A. G. EDWARDS & SONS, INC.

WELLS FARGO CLEARING SERVICES, LLC

GLEACHER & COMPANY SECURITIES, INC.

SAMUEL A. RAMIREZ & COMPANY, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

ANTONELLI FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/9/1994

Series 63

Date: 10/22/1993

Series 87

Date: 4/29/2006

Series 7

Date: 9/18/1993

Series 4

Date: 4/20/1998

Current Firm

ANTONELLI FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANTONELLI FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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