Lawrence M. Lawyer

SP SECURITIES LLC

HOUSTON, TX 77057

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CRD#: 2396647

Professional summary

Lawrence Mark Lawyer, who also goes by Larry Lawyer, is a registered financial professional currently at SP SECURITIES LLC located in Houston, Texas.

Lawrence is registered as a RR (Registered Representative) and started their career in finance in 1993. Lawrence has worked at 5 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Larry Lawyer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lawrence Mark Lawyer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 29, 2018 - Present

SP SECURITIES LLC

Office #1: 6363 Woodway Dr Suite 1000, Houston, TX 77057

CRD#: 130560

HOUSTON, TX

Past

October 13, 2016 - March 28, 2018

ENTORO SECURITIES, LLC

CRD#: 35192

HOUSTON, TX

Past

August 29, 1996 - December 7, 2001

ECT SECURITIES LIMITED PARTNERSHIP

CRD#: 37446

HOUSTON, TX

Past

December 21, 1994 - June 2, 1995

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

September 14, 1993 - December 21, 1994

J.P. MORGAN SECURITIES OF TEXAS, INC.

CRD#: 17116

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(3/29/2018)

Exams

State Security Law Exam

Series 63

Date: 9/29/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 10/3/2016

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 9/13/1993

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SP SECURITIES LLC

CRD#: 130560 / SEC#: , 8-66360

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

6363 Woodway Dr Suite 1000, Houston, TX 77057

Mailing Address

6363 Woodway Dr Suite 1000, Houston, TX 77057

Phone number

(713) 819-8980

Established

Texas since 01/15/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SAGE PARTNERS LTD.	SOLE MEMBER
BINET, TODD M.	MANAGER, REGISTERED PRINCIPAL
MILLER, DAVID SUTTON	MANAGER, REGISTERED PRINCIPAL	2097046
MORIN, PETER B.	MANAGER, REGISTERED PRINCIPAL
WALTON, H. STEVEN	MANAGER, REGISTERED PRINCIPAL
WILSON, WILLIAM HOWARD JR	MANAGER, REGISTERED PRINCIPAL, AML PRINCIPAL
WILSON, WILLIAM HOWARD JR	DESIGNATED PRINCIPAL, FINOP, CHIEF COMPLIANCE OFFICER	1430161

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Lawrence M. Lawyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lawrence Mark Lawyer's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENTORO SECURITIES, LLC

ECT SECURITIES LIMITED PARTNERSHIP

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES OF TEXAS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/29/2016

SIE

Date: 10/1/2018

Series 79

Date: 10/3/2016

Series 7

Date: 9/13/1993

FINRA

Current Firm

SP SECURITIES LLC

Contact information

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SP SECURITIES LLC

TRUST BUT VERIFY

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