James C. Dobler

INTEGRITY CAPITAL

Windsor, CT

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CRD#: 2396596

Professional summary

James Christian Dobler, who also goes by James Dobler, Jim Christian Dobler, is a registered financial professional currently at INTEGRITY CAPITAL, LLC located in Windsor, Connecticut.

James is registered as a RR (Registered Representative) and started their career in finance in 1993. James has worked at 14 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

James Dobler | Jim Christian Dobler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Christian Dobler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2025 - Present

INTEGRITY CAPITAL, LLC

CRD#: 285198

Windsor, CT

Past

February 10, 2023 - January 31, 2025

FIRST PALLADIUM, LLC

CRD#: 289822

FORT WAYNE, IN

Past

April 20, 2010 - September 21, 2010

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

CHARLOTTE, NC

Past

September 15, 2009 - March 17, 2010

NYLIFE SECURITIES LLC

CRD#: 5167

WINDSOR, CT

Past

July 24, 2008 - April 28, 2009

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

March 4, 2005 - June 17, 2008

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

May 22, 2003 - March 2, 2005

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

September 26, 2002 - May 22, 2003

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

WETHERSFIELD, CT

Past

September 10, 2002 - May 22, 2003

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

September 10, 2002 - May 22, 2003

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

October 7, 1999 - February 25, 2002

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

July 14, 1997 - September 27, 1999

MECHANICS INVESTMENT SERVICES, INC.

CRD#: 42738

HARTFORD, CT

Past

January 17, 1997 - July 17, 1997

APEX CLEARING CORPORATION

CRD#: 13071

DALLAS, TX

Past

November 14, 1994 - May 3, 1996

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

November 17, 1993 - March 11, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(1/31/2025)

Exams

State Security Law Exam

Series 63

Date: 12/18/1999

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/16/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/10/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/29/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/16/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/1/2025

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 1/13/1995

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

INTEGRITY CAPITAL, LLC

ANNEXUS SECURITIES, LLC | INTEGRITY CAPITAL, LLC

CRD#: 285198 / SEC#: , 8-69829

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

Mailing Address

16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

Phone number

(480) 321-8992

Established

Delaware since 08/05/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
INTEGRITY WEALTH, LLC	MEMBER
DENHAM, ERIC TODD	PRESIDENT	1812039
GILBREATH, WESLEY BLAKE	CHIEF FINANCIAL OFFICER	7294886
GILBREATH, WESLEY BLAKE	FINOP	7294886
GILBREATH, WESLEY BLAKE	PRINCIPAL FINANCIAL OFFICER	7294886
LEPORE, KENNETH	PRINCIPAL OPERATIONS OFFICER	1356913
LEPORE, KENNETH	CCO	1356913

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James C. Dobler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Christian Dobler's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST PALLADIUM, LLC

EQUITABLE DISTRIBUTORS, LLC

NYLIFE SECURITIES LLC

MML INVESTORS SERVICES, LLC

VP DISTRIBUTORS LLC

ALLSTATE FINANCIAL SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

MECHANICS INVESTMENT SERVICES, INC.

APEX CLEARING CORPORATION

HIMCO DISTRIBUTION SERVICES COMPANY

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/18/1999

Series 65

Date: 5/16/1997

Series 7TO

Date: 2/10/2023

SIE

Date: 4/29/2022

Series 7

Date: 1/16/1997

Series 6

Date: 11/16/1993

Series 24

Date: 8/1/2025

Series 26

Date: 1/13/1995

FINRA

Current Firm

INTEGRITY CAPITAL, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

INTEGRITY CAPITAL, LLC

TRUST BUT VERIFY

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