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Harry Shuler Dent

CRD# 2396501·Registered 1998 - 2008
Previously Registered: Being a previously registered professional could mean that Harry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Harry Shuler Dent, who also goes by Harry Dent, was a registered financial advisor. Harry was a previously registered financial professional and started their career in finance 1998 - 2008. Harry had worked at 3 firms and has passed the Series 65, Series 7, Series 2 and Series 3 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Harry Dent

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

HS DENT ADVISORS INC·CRD# 110848
RIA
Lutz, FL
May 18, 2007 - March 24, 2008
H.S. DENT INVESTMENT MANAGEMENT, LLC·CRD# 127025
RIA
Tampa, FL
January 12, 2007 - December 31, 2012
H.S. DENT INVESTMENT MANAGEMENT, LLC·CRD# 127025
RIA
Tampa, FL
March 1, 2004 - December 31, 2006
MUTUALS.COM, INC.·CRD# 36525
BD
Dallas, TX
April 16, 1998 - April 27, 1998

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2004About the Series 65 exam

Series 7 — General Securities Representative Examination

Passed Apr 1998About the Series 7 exam

Series 2 — Non-Member General Securities Examination

Passed Sep 1993

Series 3 — National Commodity Futures Examination

Passed Aug 1993About the Series 3 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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