Harry S. Dent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Shuler Dent, who also goes by Harry Dent, was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1998. Harry had worked at 3 firms and has passed the Series 65, Series 7, Series 2 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2007 - March 24, 2008
HS DENT ADVISORS INC
January 12, 2007 - December 31, 2012
H.S. DENT INVESTMENT MANAGEMENT, LLC
March 1, 2004 - December 31, 2006
H.S. DENT INVESTMENT MANAGEMENT, LLC
April 16, 1998 - April 27, 1998
MUTUALS.COM, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/15/1993
Non-Member General Securities ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
