Jason K. Macgregor

MINICHMACGREGOR WEALTH MANAGEMENT

Saratoga Springs, NY 12866

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CRD#: 2396461

Professional summary

Jason Keith Macgregor, AIF®, who also goes by Jason Macgregor, is a registered financial advisor currently at MINICHMACGREGOR WEALTH MANAGEMENT, LLC located in Saratoga Springs, New York.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Jason has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Macgregor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)MINICH MACGREGOR WEALTH MANAGEMENT; REGISTERED INVESTMENT ADVISOR; LOCATED AT 21 Congress Street, Suite 203, Saratoga Springs, NY 12866; FINANCIAL PLANNING AND INVESTMENT MANAGEMENT; PRINCIPAL; 160 HRS/ MONTH; PROVIDES FINANCIAL PLANNING AND PORTFOLIO MANAGEMENT. 2) PKS FINANCIAL SERVICES; INVESTMENT RELATED; 80 STATE ST, ALBANY, NY 12207; 9/8/2009-PRESENT; AGENT; FIXED INSURANCE SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Keith Macgregor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

February 5, 2014 - Present

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

Office #1: 21 Congress Street Suite 203, Saratoga Springs, NY 12866

RIA

CRD#: 151237

Saratoga Springs, NY

Past

September 18, 2009 - November 1, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

SARATOGA SPRINGS, NY

Past

June 1, 2009 - October 15, 2009

MORGAN STANLEY

CRD#: 149777

SARATOGA SPRINGS, NY

Past

November 3, 2000 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SARATOGA SPRINGS, NY

Past

September 25, 2000 - November 15, 2000

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

September 29, 1999 - October 31, 2000

FLEET ENTERPRISES, INC.

CRD#: 17434

NEW YORK, NY

Past

January 2, 1996 - September 25, 2000

FIS SECURITIES, INC.

CRD#: 30533

BOSTON, MA

Past

August 16, 1995 - December 31, 1995

CONSECO SECURITIES, INC.

CRD#: 29367

CARMEL, IN

Past

September 2, 1993 - July 25, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

DEUCE MANAGEMENT, LLC | MINICHMACGREGOR WEALTH MANAGEMENT, LLC

CRD#: 151237 / SEC#: 801-70490

RIA

Registered Investment Advisory firm - (8/20/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/9/2021)

IAR

Texas
(2/5/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/5/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/2/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/1/1993

General Securities Representative Examination

Current Firm

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

DEUCE MANAGEMENT, LLC | MINICHMACGREGOR WEALTH MANAGEMENT, LLC

CRD#: 151237 / SEC#: 801-70490

RIA

Registered Investment Advisory firm - (8/20/2009 Approved)

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Contact information

Main Address

21 Congress Street Suite 203, Saratoga Springs, NY 12866

Mailing Address

Phone number

(518) 499-4565

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MINICHMACGREGOR WEALTH MANAGEMENT, LLC ADV BROCHURE (4/30/2025)

Regulatory assets under management

Total Number of Accounts	2,698
AUM (Assets Under Management)	$ 630,016,934

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Jason K. Macgregor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Keith Macgregor's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

QUICK & REILLY, INC.

FLEET ENTERPRISES, INC.

FIS SECURITIES, INC.

CONSECO SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/5/1994

Series 63

Date: 10/2/1993

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/1/1993

Current Firm

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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