Daniel P. Beckworth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Patrick Beckworth, who also goes by Dan Patrick Beckworth, Daniel Patrick Beckworth, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1994. Daniel had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2019 - August 16, 2021
QUASAR DISTRIBUTORS, LLC
March 25, 2013 - October 2, 2017
EAGLE STRATEGIES LLC
February 28, 2013 - October 2, 2017
NYLIFE SECURITIES LLC
January 16, 2012 - October 5, 2012
DEUTSCHE BANK SECURITIES INC.
February 14, 2011 - October 5, 2012
DEUTSCHE BANK SECURITIES INC.
August 6, 2002 - December 1, 2010
OPPENHEIMER & CO. INC.
April 29, 2002 - August 22, 2002
RYAN BECK & CO.
July 11, 2000 - May 15, 2002
GRUNTAL & CO., L.L.C.
October 27, 1999 - July 20, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 21, 1994 - July 22, 1999
TD AMERITRADE, INC.
May 6, 1994 - July 28, 1994
JOSEPH ROBERTS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/29/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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