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RH

Raymond A. Hatch

Some features on this profile are disabled
CRD#: 239621
RH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Raymond Arnold Hatch, who also goes by Hatch Arnold Raymond, was a registered financial professional .

Raymond is a previously registered financial professional and started their career in finance in 1971. Raymond had worked at 11 firms and has passed the Series 1 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Hatch Arnold Raymond

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 4, 2006 - May 5, 2008

ROBERT R. MEREDITH & CO., INC.

BD
CRD#: 29501
NEW YORK, NY
Past

February 27, 2002 - August 17, 2004

LAKERIDGE CAPITAL INC.

BD
CRD#: 25005
ONTARIO,
Past

August 21, 1984 - December 7, 1999

GRADY AND HATCH & COMPANY, INC.

BD
CRD#: 14262
STATEN ISLAND, NY
Past

April 13, 1983 - November 1, 1985

BEARE BROTHERS & CO. INC.

BD
CRD#: 596
Past

April 30, 1981 - September 20, 1983

A. T. BROD & CO. INC.

BD
CRD#: 1319
Past

July 9, 1979 - May 26, 1982

BOWLING GREEN SECURITIES, INC.

BD
CRD#: 3652
Past

March 11, 1977 - June 19, 1977

CHARLES BECK & CO., INC.

BD
CRD#: 1197
Past

January 29, 1975 - March 22, 1977

FINANCIAL SQUARE PARTNERS

BD
CRD#: 1541
Past

June 26, 1974 - February 7, 1975

PROPP & COMPANY, INC.

BD
CRD#: 3094
Past

November 17, 1972 - May 10, 1974

MACH BUSHNELL & EDELMAN INC

BD
CRD#: 1000003
Past

June 4, 1971 - January 6, 1973

STERLING, GRACE & CO., INCORPORATED

BD
CRD#: 788

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 1
Date: 3/23/1962
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 5/19/1984
Financial and Operations Principal Examination

Current Firm

RR
ROBERT R. MEREDITH & CO., INC.
MEREDITH, MARTIN & KAYE INCORPORATED | ROBERT R. MEREDITH & CO., INC.

CRD#: 29501 / SEC#: , 8-44108

BD
Cancelled by SEC on 09/28/2023
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 08/01/1991
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MEREDITH FINANCIAL GROUP INC.PARENT COMPANY
HOFFMAN, PETER ROSSFINOP, CCO2929643
MONTGOMERY, JON MARTINDIRECTOR, VICE PRESIDENT & SECRETARY6741592

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROBERT R. MEREDITH & CO., INC.

CRD#: 29501

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