Steven T. Epstein
Professional summary
Steven Ted Epstein, who also goes by Steven Epstein, is a registered financial advisor currently at INDEPENDENCE SQUARE HOLDINGS, LLC located in San Mateo, California.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Steven has worked at 2 firms and has passed the Series 65, Series 63 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Ted Epstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 4, 2025 - Present
INDEPENDENCE SQUARE HOLDINGS, LLC
Office #2: 329 Primrose Rd. P.o Box 188, Burlingame, CA 94010August 7, 2012 - January 13, 2017
HEFFERNAN INVESTMENT ADVISORS, INC.
Primary Firm SEC Registration
INDEPENDENCE SQUARE HOLDINGS, LLC
CRD#: 300139 / SEC#: 801-116750
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/4/2025)
(12/4/2025)
Exams
Series 2
Date: 8/25/1993
Non-Member General Securities ExaminationCurrent Firm
INDEPENDENCE SQUARE HOLDINGS, LLC
CRD#: 300139 / SEC#: 801-116750
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,985 |
| AUM (Assets Under Management) | $ 1,488,010,409 |
Red Flags
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