Steven L. Spare
Professional summary
Steven L Spare, CFA, who also goes by Steven Lloyd Spare, Steven Spare, is a registered financial advisor currently at ASHTON THOMAS PRIVATE WEALTH located in Stevenson Ranch, California.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Steven has worked at 5 firms and has passed the Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven L Spare's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2024 - Present
ASHTON THOMAS PRIVATE WEALTH
April 12, 2016 - February 28, 2023
AFFINITY INVESTMENT ADVISORS, LLC
August 9, 2012 - September 6, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 8, 1997 - July 31, 2001
FROLEY, REVY ASSET TRADERS, INC.
November 2, 1995 - January 8, 1997
SANFORD C. BERNSTEIN & CO., INC.
Primary Firm SEC Registration
ASHTON THOMAS PRIVATE WEALTH
CRD#: 153902 / SEC#: 801-71512
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/3/2024)
Exams
Current Firm
ASHTON THOMAS PRIVATE WEALTH
CRD#: 153902 / SEC#: 801-71512
Contact information
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,733 |
| AUM (Assets Under Management) | $ 4,051,333,740 |
Red Flags
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