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JG

John Raymond Gordon Iii

CRD# 2396116·Registered 1993 - 2021
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Raymond Gordon III, who also goes by John R Gordon III, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1993 - 2021. John had worked at 3 firms and has passed the Series 63 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John R Gordon Iii

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

CSS, LLC·CRD# 45980
BD
Chicago, IL
August 21, 2013 - March 9, 2021
CFBD I, L.L.C.·CRD# 43228
BD
Chicago, IL
September 16, 2002 - February 2, 2004
BMO CAPITAL MARKETS GKST INC.·CRD# 8352
BD
Minneapolis, MN
September 28, 1993 - August 21, 1998

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Current Firm

CL
CSS, LLC

CSS, LLC

CRD#: 45980 / SEC#: 8-51295
BD
Terminated by SEC on 05/08/2021

Contact Information

Established

Illinois since 07/08/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
IANELLO, PETER ANTHONYMEMBER715219

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1998About the Series 63 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 2013About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JG
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