James V. Reynolds-hale
Professional summary
James Vere Reynolds-hale, who also goes by J Vere Reynolds-hale, Vere Reynolds-hale, James Vere Reynoldshale, James Reynolds-hale, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine.
James is registered as a RR (Registered Representative) and started their career in finance in 1993. James has worked at 11 firms and has passed the Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Vere Reynolds-hale's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2024 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101August 29, 2014 - June 11, 2024
GRIFFIN CAPITAL SECURITIES, LLC
April 15, 2013 - September 2, 2014
LEGEND EQUITIES CORPORATION
January 11, 2008 - April 11, 2013
FIRST ALLIED SECURITIES, INC.
May 4, 2007 - November 12, 2007
SUMMIT BROKERAGE SERVICES, INC.
December 3, 2003 - August 23, 2006
LPL FINANCIAL LLC
August 21, 2000 - January 15, 2004
NATIONAL PLANNING CORPORATION
June 17, 1999 - August 9, 2000
TRANSAMERICA SECURITIES SALES CORPORATION
January 27, 1999 - May 19, 1999
MML DISTRIBUTORS, LLC
October 25, 1994 - December 4, 1998
HIMCO DISTRIBUTION SERVICES COMPANY
December 20, 1993 - April 14, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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Company Information
FORESIDE FUND SERVICES, LLC
CRD#: 46106Portland, ME 04101TRUST BUT VERIFY
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