George J. Paquin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Joseph Paquin JR, who also goes by George Joseph Jr Paquin, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1993. George had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2011 - January 3, 2022
RESOLUTE FINANCIAL, LLC
March 16, 2005 - December 31, 2010
G. PAQUIN, CFP
January 19, 2002 - June 2, 2003
NORTHSTAR FINANCIAL PLANNING, LLC
August 19, 1994 - June 12, 1997
1717 CAPITAL MANAGEMENT COMPANY
September 14, 1993 - August 2, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RESOLUTE FINANCIAL, LLC
CRD#: 125739 / SEC#: 801-67898
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,460 |
| AUM (Assets Under Management) | $ 443,775,622 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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