Kevin R. Zemann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Richard Zemann was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1994. Kevin had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 4, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2015 - July 21, 2015
WEALTHPLAN PARTNERS
October 20, 2014 - September 28, 2015
LPL FINANCIAL LLC
October 16, 2012 - September 12, 2014
AXOS CLEARING LLC
November 3, 2011 - October 22, 2012
LPL FINANCIAL LLC
January 9, 2009 - February 11, 2011
QA3 FINANCIAL LLC
January 6, 2009 - February 11, 2011
QA3 FINANCIAL CORP.
December 18, 2006 - September 2, 2008
CINCINNATI ANALYSTS, INC.
November 20, 2006 - September 2, 2008
CINCINNATI ANALYSTS, INC.
July 23, 2003 - October 17, 2006
SECURITIES AMERICA ADVISORS, INC.
October 28, 1999 - October 17, 2006
SECURITIES AMERICA, INC.
April 25, 1997 - October 27, 1999
EDWARD JONES
March 10, 1995 - March 31, 1997
BOATMEN'S INVESTMENT SERVICES, INC.
February 3, 1994 - September 12, 1994
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 5/8/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WEALTHPLAN PARTNERS
CRD#: 158935 / SEC#: 801-72705
Contact information
Red Flags
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