AT
Alan H. Tassey
CONTINUUM ADVISORY
Annapolis, MD 21401
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CRD#: 2395895
AT
Professional summary
Alan Henry Tassey is a registered financial advisor currently at CONTINUUM ADVISORY, LLC located in Annapolis, Maryland and OSAIC WEALTH, INC. located in Annapolis, Maryland.
Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Alan has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Corporate Benefits,Inc;not investment related;2530 Riva Rd,Ste 310,Annapolis,MD 21401;property & casualty,life & health insurance,fixed annuities;president;12/1990;65 hrs/month;3 hrs during trading;sales & service
2)Continuum Advisory LLC;investment related;262 E. Riverside Dr,#200,Eagle,ID 83616;RIA;IAR;7/3/2019;5 hrs/month;1 hr during trading;IAR with an independent RIA
3)Kelly Financial Advisors,LLC;investment related;810 E. College Parkway,Annapolis,MD 21409;dba;IAR;7/2019;15 hrs/month;2 hrs during trading;dba for securities business
CRS (Client Relationship Summary) - RIA
Click below to view Alan Henry Tassey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 3, 2019 - Present
CONTINUUM ADVISORY, LLC
Office #1: 2530 Riva Road #310, Annapolis, MD 21401RIA
CRD#: 283155
Annapolis, MD
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 810 E College Parkway, Annapolis, MD 21409RIA
BD
CRD#: 23131
Annapolis, MD
Past
July 3, 2019 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Annapolis, MD
Past
April 24, 2019 - July 12, 2019
NFSG CORPORATION
RIA
CRD#: 130814
ANNAPOLIS, MD
Past
April 18, 2019 - July 12, 2019
NEWBRIDGE SECURITIES CORPORATION
BD
CRD#: 104065
ANNAPOLIS, MD
Past
June 14, 2017 - April 26, 2019
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
Towson, MD
Past
December 28, 2015 - June 12, 2017
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
ANNAPOLIS, MD
Past
December 28, 2015 - June 12, 2017
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
ANNAPOLIS, MD
Past
January 14, 2010 - December 28, 2015
SIGNATOR FINANCIAL SERVICES, INC.
RIA
CRD#: 19061
ANNAPOLIS, MD
Past
January 14, 2010 - December 28, 2015
SIGNATOR FINANCIAL SERVICES, INC.
BD
CRD#: 19061
ANNAPOLIS, MD
Past
September 21, 2007 - January 4, 2010
FOUNDERS FINANCIAL SECURITIES LLC
RIA
CRD#: 137945
ANNAPOLIS, MD
Past
September 21, 2007 - January 4, 2010
FOUNDERS FINANCIAL SECURITIES LLC
BD
CRD#: 137945
ANNAPOLIS, MD
Past
May 9, 2007 - September 21, 2007
SIGNATOR FINANCIAL SERVICES, INC.
RIA
CRD#: 19061
DAVIDSONVILLE, MD
Past
November 5, 1998 - September 21, 2007
SIGNATOR FINANCIAL SERVICES, INC.
BD
CRD#: 19061
DAVIDSONVILLE, MD
Past
August 1, 1997 - October 14, 1998
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
January 1, 1994 - August 12, 1997
SIGNATOR FINANCIAL SERVICES, INC.
BD
CRD#: 19061
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONTINUUM ADVISORY, LLC
3 FINANCIAL GROUP | WEALTH MANAGEMENT ASSOCIATES OF COLORADO | WEALTH MANAGEMENT ASSOCIATES - DANVILLE, CA | WEALTH MANAGEMENT ASSOCIATES - BOZEMAN, MT | WEALTH MANAGEMENT ASSOCIATES | TRANSITIONAL WEALTH STRATEGIES | THOMANN FINANCIAL SERVICES | SUCCESSFUL EQUITY MANAGEMENT | RASSLER FINANCIAL | RANDALL FINANCIAL | PACIFIC FINANCIAL GROUP | NAST GROUP FINANCIAL | MOSAIC FINANCIAL GROUP | MCCARTIN FINANCIAL SERVICES | LENTINI FINANCIAL ADVISORY | KELLY FINANCIAL ADVISORS, LLC | HANOVER FINANCIAL GROUP | HANOVER FINANCIAL - NY, NY | HANOVER FINANCIAL - BOZEMAN, MT | CONTINUUM ADVISORY, LLC | CLARK STREET FINANCIAL | BODE FINANCIAL CONSULTING, LLC | ATHENABLE INVESTMENT STRATEGIES | AMERICAN FINANCIAL MANAGEMENT
CRD#: 283155 / SEC#: 801-107439
RIA
Registered Investment Advisory firm - (3/30/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(8/23/2024)
IAR
Maryland(7/3/2019)
RR
Maryland(8/23/2024)
IAR
Virginia(7/8/2019)
RR
Virginia(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONTINUUM ADVISORY, LLC
3 FINANCIAL GROUP | WEALTH MANAGEMENT ASSOCIATES OF COLORADO | WEALTH MANAGEMENT ASSOCIATES - DANVILLE, CA | WEALTH MANAGEMENT ASSOCIATES - BOZEMAN, MT | WEALTH MANAGEMENT ASSOCIATES | TRANSITIONAL WEALTH STRATEGIES | THOMANN FINANCIAL SERVICES | SUCCESSFUL EQUITY MANAGEMENT | RASSLER FINANCIAL | RANDALL FINANCIAL | PACIFIC FINANCIAL GROUP | NAST GROUP FINANCIAL | MOSAIC FINANCIAL GROUP | MCCARTIN FINANCIAL SERVICES | LENTINI FINANCIAL ADVISORY | KELLY FINANCIAL ADVISORS, LLC | HANOVER FINANCIAL GROUP | HANOVER FINANCIAL - NY, NY | HANOVER FINANCIAL - BOZEMAN, MT | CONTINUUM ADVISORY, LLC | CLARK STREET FINANCIAL | BODE FINANCIAL CONSULTING, LLC | ATHENABLE INVESTMENT STRATEGIES | AMERICAN FINANCIAL MANAGEMENT
CRD#: 283155 / SEC#: 801-107439
RIA
Registered Investment Advisory firm - (3/30/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
873 E. State Street, Eagle, ID 83616
Mailing Address
Phone number
(208) 417-1933
Established
Firm type
Fiscal year end
# of Employees
69
SEC notice filing (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,852 |
| AUM (Assets Under Management) | $ 1,417,081,752 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CONTINUUM ADVISORY, LLC
CRD#: 283155Annapolis, MD 21401TRUST BUT VERIFY
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