Kimberly Dashe Jerger
Professional Summary
Kimberly Dashe Jerger, who also goes by Kim Jerger, is a registered financial advisor currently at COLLIERS SECURITIES LLC located in Fargo, North Dakota. Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Kimberly has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 52, Series 62 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kim Jerger
Similar Advisors
PFS INVESTMENTS INC.
FALCON WEALTH PLANNING, LLC
MONEY CONCEPTS CAPITAL CORP
AMERIPRISE FINANCIAL SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PFS INVESTMENTS INC.
FALCON WEALTH PLANNING, LLC
MONEY CONCEPTS CAPITAL CORP
AMERIPRISE FINANCIAL SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PFS INVESTMENTS INC.
FALCON WEALTH PLANNING, LLC
MONEY CONCEPTS CAPITAL CORP
AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PFS INVESTMENTS INC.
FALCON WEALTH PLANNING, LLC
MONEY CONCEPTS CAPITAL CORP
AMERIPRISE FINANCIAL SERVICES, LLC
Years of Experience
32 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
PFS INVESTMENTS INC.
FALCON WEALTH PLANNING, LLC
MONEY CONCEPTS CAPITAL CORP
AMERIPRISE FINANCIAL SERVICES, LLC
Current Firm
COLLIERS SECURITIES LLC | SUMMIT INVESTMENT CORPORATION | NODAKBONDS | DOUGHERTY VALUE ADVISORS | DOUGHERTY SUMMIT SECURITIES LLC | DOUGHERTY & COMPANY LLC
Contact Information
Main Address
90 South Seventh Street Suite 4300, Minneapolis, MN 55402-4108Mailing Address
90 South Seventh Street Suite 3300, Minneapolis, MN 55402-4108Phone Number
(612) 376-4000Established
Delaware since 08/19/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
120SEC notice filing (15 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
FINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COLLIERS MORTGAGE HOLDINGS LLC | DIRECT OWNER | — |
| HABLE, DEBORAH MARIE | OPERATIONS MANAGER | 1596570 |
| HINIKER, JAMES JOHN III | SVP | 2148843 |
| JACOBSON, JEFFREY DUANE | EVP, CHIEF OPERATING OFFICER & BOARD MEMBER | 1976541 |
| JURAN, DAVID BRAMLEY | CHAIRMAN OF THE BOARD | 2166483 |
| MULLEN, DAVID THOMAS | EVP, BOARD MEMBER | 1273590 |
| NORRIS, ROGER ALLAN | SVP, REGISTERED OPTIONS PRINCIPAL | 2201413 |
| STEICHEN, THOMAS FRANCIS | EVP, CCO & GENERAL COUNSEL, BOARD MEMBER | 6920110 |
| THEIS, CRAIG DANIEL | SVP, BOARD MEMBER | 4365341 |
| VAN HANDEL, REBECCA | CHIEF FINANCIAL OFFICER & FINOP | 7558187 |
Regulatory Assets Under Management
Total Number of Accounts
1,055AUM (Assets Under Management)
$329,636,522Disclosures
Regulatory Event
25Arbitration
10Similar Advisors
PFS INVESTMENTS INC.
FALCON WEALTH PLANNING, LLC
MONEY CONCEPTS CAPITAL CORP
AMERIPRISE FINANCIAL SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
PFS INVESTMENTS INC.
FALCON WEALTH PLANNING, LLC
MONEY CONCEPTS CAPITAL CORP
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
COLLIERS SECURITIES LLC | SUMMIT INVESTMENT CORPORATION | NODAKBONDS | DOUGHERTY VALUE ADVISORS | DOUGHERTY SUMMIT SECURITIES LLC | DOUGHERTY & COMPANY LLC
State Registrations and Notice Filings
(12/20/2010)
(1/11/2011)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jan 1996Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1994About the Series 6 examSRO Registrations
SRO Registrations
Similar Advisors
PFS INVESTMENTS INC.
FALCON WEALTH PLANNING, LLC
MONEY CONCEPTS CAPITAL CORP
AMERIPRISE FINANCIAL SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Dashe Jerger's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kimberly Dashe Jerger's CRS (Customer Relationship Summary).
Similar Advisors
PFS INVESTMENTS INC.
FALCON WEALTH PLANNING, LLC
MONEY CONCEPTS CAPITAL CORP
AMERIPRISE FINANCIAL SERVICES, LLC