AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
VB

Victoria Bowen

Some features on this profile are disabled
CRD#: 2395778
VB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Victoria Bowen was a registered financial professional .

Victoria is a previously registered financial professional and started their career in finance in 1995. Victoria had worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 27, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 29, 2012 - December 21, 2018

CANTELLA & CO., INC.

BD
CRD#: 13905
BOSTON, MA
Past

April 10, 2012 - June 12, 2012

OSHIMA & ASSOCIATES

BD
CRD#: 10370
BOSTON, MA
Past

September 29, 2006 - April 29, 2010

CANTELLA & CO., INC.

BD
CRD#: 13905
BOSTON, MA
Past

September 13, 2006 - April 29, 2010

CANTELLA & CO., INC.

RIA
CRD#: 13905
BOSTON, MA
Past

November 5, 2003 - September 17, 2004

CANTELLA & CO., INC.

RIA
CRD#: 13905
BOSTON, MA
Past

November 17, 1995 - September 17, 2004

CANTELLA & CO., INC.

BD
CRD#: 13905
MALDEN, MA
Past

June 5, 1995 - October 25, 1995

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
BOCA RATON, FL
Past

May 3, 1995 - June 5, 1995

G.R. STUART & COMPANY, INC.

BD
CRD#: 29101
MAYNARD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/15/2003
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/15/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/31/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/2/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/7/1998
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/13/1997
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/25/1996
General Securities Principal Examination

Current Firm

C&
CANTELLA & CO., INC.
CANTELLA & CO., INC. | CANTELLA SPECIALIST CORP (CEASED BUSINESS 1/31/2002) | CANTELLA INSURANCE AGENCY, INC.

CRD#: 13905 / SEC#: 801-60841, 8-23904

BD
Terminated by SEC on 05/14/2023
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
389 Main Street 1st Fl., Malden, MA, 02148
Mailing Address
Phone number
(617) 521-8630
Established
Massachusetts since 05/21/1979
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
197

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

CANTELLA & CO INC. ADV PART 2A - FIRM BROCHURE (7/8/2022)

Direct owners and executive officers

NamePositionCRD#
CANTELLA MANAGEMENT CORPORATIONSHAREHOLDER
LANSTEIN, JONATHANDIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER4557328
MCEVOY, WILLIAM HADLEYDIRECTOR, CHIEF FINANCIAL OFFICER5240677

Regulatory assets under management

Total Number of Accounts5,665
AUM (Assets Under Management)$ 1,929,399,963

Disclosures

Regulatory Event19
Civil Event1
Arbitration6
Bond5

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/27/2023
Cover Page
Report
11/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CANTELLA & CO., INC.

CRD#: 13905

TRUST BUT VERIFY

Monitor Victoria Bowen

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.