John F. Rutledge

PHOUNDATIONAL LLC

Nicasio, CA

Some features on this profile are disabled

CRD#: 2395715

Professional summary

John Francis Rutledge JR, CFP®, who also goes by Johnny Rutledge, is a registered financial advisor currently at PHOUNDATIONAL LLC located in Nicasio, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. John has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Johnny Rutledge

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Francis Rutledge JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

May 4, 2023 - Present

PHOUNDATIONAL LLC

RIA

CRD#: 324552

Nicasio, CA

Past

December 15, 2005 - July 3, 2007

CLEARBRIDGE INVESTMENTS, LLC

RIA

CRD#: 137028

NEW YORK, NY

Past

December 1, 2005 - July 3, 2007

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

SAN FRANCISCO, CA

Past

January 17, 2001 - December 21, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SAN FRANCISCO, CA

Past

September 1, 1998 - December 1, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 23, 1996 - September 1, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Past

November 9, 1993 - August 8, 1996

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/29/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/1/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/3/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/8/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PHOUNDATIONAL LLC

CRD#: 324552 / SEC#:

California

Registered Investment Advisory firm - (5/4/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Nicasio, CA

Mailing Address

Phone number

(415) 662-3696

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John F. Rutledge

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Francis Rutledge JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PHOUNDATIONAL LLC

CLEARBRIDGE INVESTMENTS, LLC

FRANKLIN DISTRIBUTORS, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

SALOMON BROTHERS INC.

DEAM INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/29/2000

Series 63

Date: 10/1/1993

Series 7

Date: 9/3/1997

Series 6

Date: 11/8/1993

Current Firm

PHOUNDATIONAL LLC

Contact information

Documents

Red Flags

Company Information

PHOUNDATIONAL LLC

TRUST BUT VERIFY

Similar Advisors