BM
Bradley K. Maples
ELE ADVISORY SERVICES,
Evanston, WY
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CRD#: 2395705
BM
Professional summary
Bradley Kirk Maples, CFP®, who also goes by Brad Maples, is a registered financial advisor currently at ELE ADVISORY SERVICES, INC located in Evanston, Wyoming and ELE WEALTH SOLUTIONS, INC. located in Evanston, Wyoming.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Bradley has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad Maples
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. California Real Estate Brokerage License - 12-16 Years - Referral business - Not Active. 2. Maples & Allen, Maples, Allen & Allen, and Premiere Properties. Address: 221 Kingfisher Ave., Evanston, WY 82930. Real Estate Partnerships with Ownership in Apartments and other Real Estate, 50% Partner. Start Date 1998, 3 HRS/MTH. 3. Tennis Instructor. Provide tennis lessons a few hours per year. 4. Financial Planner, R and R Group. Address: 5319 South Adams Ave Ste A Washington Terrace, UT 84405. Started 02/2016 investment-related, 120 HRS/MTH. 5. Investment Advisor Representative, ELE Advisory Services, Inc. Address: 18700 W 10 Mile Rd, Ste 100 Southfield, MI 48075. Started 01/2016, investment-related, 20 HRS/MTH. 6. R&R Elite Advisors Inc. Address: 5319 South Adams Ave Ste. A Washington Terrace, UT 84405. Provides estate planning services. Started 05/2016, non-investment related 1 HRS/MTH. 7. Substitute Teacher, Unita County School District. Address: 537 10th Street, Evanston, WY 82930. Started 09/2021, non-investment related, 8 HRS/MTH.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Kirk Maples's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
November 16, 2016 - Present
ELE ADVISORY SERVICES, INC
RIA
CRD#: 148228
Evanston, WY
Current
May 12, 2016 - Present
ELE WEALTH SOLUTIONS, INC.
Office #2: 5319 South Adams Ave., Parkway Suite A & B, Washington Terrace, UT 84405BD
CRD#: 38931
Evanston, WY
Past
February 10, 2016 - May 10, 2016
TLG ADVISORS, INC.
RIA
CRD#: 111052
WASHINGTON TERRACE, UT
Past
February 10, 2016 - May 10, 2016
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
April 2, 2015 - February 4, 2016
LEE MILES LLC
RIA
CRD#: 170776
OGDEN, UT
Past
August 8, 2012 - April 3, 2014
NYLIFE SECURITIES LLC
BD
CRD#: 5167
WEST HAVEN, UT
Past
September 13, 1993 - November 6, 1995
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 13, 1993 - November 6, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
ELE ADVISORY SERVICES, INC
ELE ADVISORY SERVICES, INC | ELE ADVISORY SERVICES, LLC
CRD#: 148228 / SEC#: 801-117442
RIA
Registered Investment Advisory firm - (2/10/2020 Approved)Alabama
Registered Investment Advisory firm - (2/21/2020 Terminated)California
Registered Investment Advisory firm - (3/22/2020 Terminated)Florida
Registered Investment Advisory firm - (2/21/2020 Terminated)Georgia
Registered Investment Advisory firm - (2/27/2020 Terminated)Louisiana
Registered Investment Advisory firm - (3/2/2020 Terminated)Michigan
Registered Investment Advisory firm - (2/24/2020 Terminated)Mississippi
Registered Investment Advisory firm - (2/21/2020 Terminated)Tennessee
Registered Investment Advisory firm - (2/26/2020 Terminated)Texas
Registered Investment Advisory firm - (2/21/2020 Terminated)Utah
Registered Investment Advisory firm - (2/24/2020 Terminated)Virginia
Registered Investment Advisory firm - (2/21/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(4/15/2021)
IAR
California(10/31/2018)
RR
Idaho(7/18/2016)
RR
Utah(5/12/2016)
IAR
Utah(11/16/2016)
IAR
Wyoming(10/28/2021)
RR
Wyoming(11/19/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
ELE ADVISORY SERVICES, INC
ELE ADVISORY SERVICES, INC | ELE ADVISORY SERVICES, LLC
CRD#: 148228 / SEC#: 801-117442
RIA
Registered Investment Advisory firm - (2/10/2020 Approved)Alabama
Registered Investment Advisory firm - (2/21/2020 Terminated)California
Registered Investment Advisory firm - (3/22/2020 Terminated)Florida
Registered Investment Advisory firm - (2/21/2020 Terminated)Georgia
Registered Investment Advisory firm - (2/27/2020 Terminated)Louisiana
Registered Investment Advisory firm - (3/2/2020 Terminated)Michigan
Registered Investment Advisory firm - (2/24/2020 Terminated)Mississippi
Registered Investment Advisory firm - (2/21/2020 Terminated)Tennessee
Registered Investment Advisory firm - (2/26/2020 Terminated)Texas
Registered Investment Advisory firm - (2/21/2020 Terminated)Utah
Registered Investment Advisory firm - (2/24/2020 Terminated)Virginia
Registered Investment Advisory firm - (2/21/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
18700 W. 10 Mile Road Suite 100, Southfield, MI 48075
Mailing Address
Phone number
(248) 356-6555
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,401 |
| AUM (Assets Under Management) | $ 125,500,125 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
