David S. Campbell

QUALIFIED PLAN ADVISORY

Costa Mesa, CA 92626

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CRD#: 2395643

Professional summary

David Scott Campbell is a registered financial advisor currently at QUALIFIED PLAN ADVISORY, LLC located in Costa Mesa, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. David has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Scott Campbell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2006 - Present

QUALIFIED PLAN ADVISORY, LLC

Office #1: 555 Anton Blvd. Suite 150, Costa Mesa, CA 92626

RIA

CRD#: 135324

Costa Mesa, CA

Past

October 5, 2005 - March 9, 2006

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

April 27, 2005 - December 31, 2005

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

NEWPORT BEACH, CA

Past

March 3, 2004 - March 22, 2005

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

PASADENA, CA

Past

September 21, 1998 - April 1, 2004

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

August 13, 1996 - December 3, 1996

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/18/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/4/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/12/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/12/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

QUALIFIED PLAN ADVISORY, LLC

401(K) GROUP | SR PORTFOLIO MANAGEMENT | QUALIFIED PLAN ADVISORY, LLC | CAMPBELL, DAVID SCOTT | 401(K) GROUP, LLC

CRD#: 135324 / SEC#: 801-66437

RIA

Registered Investment Advisory firm - (2/14/2012 Terminated)

California

Registered Investment Advisory firm - (2/14/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

901 W. Civic Center Dr Suite 200, Santa Ana, CA 92703

Mailing Address

Phone number

(714) 486-4544

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 96,623,054

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David S. Campbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Scott Campbell's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUALIFIED PLAN ADVISORY, LLC

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

JOHN HANCOCK DISTRIBUTORS LLC

MUTUAL SERVICE CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 10/4/2005

Series 63

Date: 8/12/1996

Series 6

Date: 8/12/1996

Current Firm

QUALIFIED PLAN ADVISORY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

QUALIFIED PLAN ADVISORY, LLC

TRUST BUT VERIFY

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