David Scott Campbell
Professional Summary
David Scott Campbell is a registered financial advisor currently at QUALIFIED PLAN ADVISORY, LLC located in Costa Mesa, California. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. David has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
401(K) GROUP | SR PORTFOLIO MANAGEMENT | QUALIFIED PLAN ADVISORY, LLC | CAMPBELL, DAVID SCOTT | 401(K) GROUP, LLC
Contact Information
Main Address
901 W. Civic Center Dr Suite 400, Santa Ana, CA 92703Phone Number
(714) 486-4544# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
30AUM (Assets Under Management)
$104,824,347Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/18/2006)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1996About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view David Scott Campbell's CRS (Customer Relationship Summary).
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