Andrew W. Katko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew William Katko was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1994. Andrew had worked at 6 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2009 - November 23, 2015
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
August 20, 2009 - November 23, 2015
AMUNDI DISTRIBUTOR US, INC.
May 12, 2005 - August 24, 2009
GLOBAL ATLANTIC DISTRIBUTORS, LLC
April 13, 2001 - April 8, 2005
BACAP DISTRIBUTORS, LLC
January 15, 1999 - January 8, 2001
WACHOVIA SECURITIES, INC.
March 10, 1994 - May 5, 1995
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
CRD#: 138756 / SEC#: 801-66395
Contact information
Documents
Red Flags
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