Robert O. Alvaranga
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Oneil Alvaranga was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2006 - December 31, 2018
GLOBAL PORTFOLIO STRATEGIES, INC.
April 30, 2005 - August 5, 2019
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
January 2, 2000 - April 30, 2005
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
September 30, 1998 - April 30, 2005
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
January 16, 1997 - July 22, 1998
FIS SECURITIES, INC.
March 26, 1996 - January 4, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 23, 1994 - January 23, 1996
J. B. HANAUER & CO.
October 7, 1993 - July 8, 1994
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL PORTFOLIO STRATEGIES, INC.
CRD#: 105812 / SEC#: 801-16664
Contact information
Regulatory assets under management
| Total Number of Accounts | 285 |
| AUM (Assets Under Management) | $ 1,695,414,336 |
Red Flags
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