David M. Osterberg

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CRD#: 2395479

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Matthew Osterberg was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1993. David had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DAVID M. OSTERBERG, CPA SOLE PROPRIETOR; NON-INVESTMENT RELATED; 4638 WEST 125TH STREET, SAVAGE, MN 55378; TAX ADVISOR; STARTED 01/2001 ALL STAR FINANCIAL; 3800 AMERICAN BLVD. WEST, SUITE 1950; MINNEAPOLIS, MN 55431; TAX ADVISOR; STARTED 02/2014; APPROXIMATELY 90% OF HIS TIME IS SPENT IN THIS BUSINESS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 7, 2022 - March 29, 2023

ALL STAR FINANCIAL

RIA

CRD#: 323765

MINNEAPOLIS, MN

Past

March 5, 2015 - November 10, 2022

ALL STAR FINANCIAL INC

RIA

CRD#: 110718

MINNEAPOLIS, MN

Past

November 22, 1993 - August 25, 1998

AEGIS INVESTMENTS, INC.

CRD#: 16033

ST LOUIS PARK, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALL STAR FINANCIAL

ALL STAR FINANCIAL | ALL STAR FINANCIAL LLC

CRD#: 323765 / SEC#: 801-126834

RIA

Registered Investment Advisory firm - (11/4/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/19/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/26/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/19/1993

General Securities Representative Examination

Current Firm

ALL STAR FINANCIAL

ALL STAR FINANCIAL | ALL STAR FINANCIAL LLC

CRD#: 323765 / SEC#: 801-126834

RIA

Registered Investment Advisory firm - (11/4/2022 Approved)

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Contact information

Main Address

3800 American Blvd West Suite 620, Minneapolis, MN 55431

Mailing Address

Phone number

(952) 896-3820

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/24/2025)

ERISA BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,759
AUM (Assets Under Management)	$ 757,987,510

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David M. Osterberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALL STAR FINANCIAL

ALL STAR FINANCIAL INC

AEGIS INVESTMENTS, INC.

Primary Firm SEC Registration

ALL STAR FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 2/19/2015

Series 63

Date: 11/26/1993

Series 7

Date: 11/19/1993

Current Firm

ALL STAR FINANCIAL

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALL STAR FINANCIAL

TRUST BUT VERIFY

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