Paul A. Heemann

WSA AFFILIATES

DALLAS, TX 75231

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CRD#: 2395383

Professional summary

Paul Anthony Heemann is a registered financial advisor currently at WSA AFFILIATES, LLC located in Dallas, Texas.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Paul has worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE - 10/15/1993 - LIFE INSURANCE - $1000.00 YEAR - NO HRS DRNG BSNSS HRS - NO CONFLICTS OF INTEREST. Robbins, Cobb, Jenkins and Assoc. PLLC - 10/08/12 - Administrative Services - 10 hrs per year - Non investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Anthony Heemann's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2011 - Present

WSA AFFILIATES, LLC

Office #1: 10000 N. Central Expy Suite 1326, Dallas, TX 75231

RIA

CRD#: 144108

DALLAS, TX

Past

January 2, 2003 - June 2, 2011

MOMENTUM INDEPENDENT NETWORK INC.

RIA

CRD#: 17587

DALLAS, TX

Past

November 18, 2002 - June 2, 2011

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

July 1, 1999 - November 21, 2002

TOWER SQUARE SECURITIES, INC.

RIA

CRD#: 833

DALLAS, TX

Past

July 1, 1999 - November 21, 2002

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

January 7, 1995 - July 1, 1999

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

May 25, 1994 - December 31, 1994

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

September 14, 1993 - February 25, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/24/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/9/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/10/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/19/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/13/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WSA AFFILIATES, LLC

WEALTH SERVICES ALLIANCE | WSA AFFILIATES, LLC

CRD#: 144108 / SEC#:

Connecticut

Registered Investment Advisory firm - (6/18/2012 Approved)

New York

Registered Investment Advisory firm - (7/20/2016 Approved)

Oklahoma

Registered Investment Advisory firm - (3/26/2025 Terminated)

Texas

Registered Investment Advisory firm - (2/25/2008 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

10000 North Central Expressway Suite 1326, Dallas, TX 75231

Mailing Address

Phone number

(214) 234-7695

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Paul A. Heemann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Anthony Heemann's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOMENTUM INDEPENDENT NETWORK INC.

MOMENTUM INDEPENDENT NETWORK INC.

TOWER SQUARE SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

ADVANTAGE CAPITAL CORPORATION

HORNOR, TOWNSEND & KENT, LLC

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/9/2002

Series 63

Date: 9/10/1993

Series 7

Date: 7/19/1995

Series 6

Date: 9/13/1993

Current Firm

WSA AFFILIATES, LLC

Contact information

Documents

Red Flags

Company Information

WSA AFFILIATES, LLC

TRUST BUT VERIFY

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