Robert J. Hymans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Hymans, who also goes by Robert J Hymans, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2008 - September 29, 2022
BTIG, LLC
March 3, 2003 - January 31, 2008
CANTOR FITZGERALD & CO.
August 15, 2000 - March 7, 2003
LEHMAN BROTHERS INC.
March 3, 2000 - August 9, 2000
THOMAS WEISEL PARTNERS LLC
September 22, 1998 - March 16, 2000
LEHMAN BROTHERS INC.
December 13, 1993 - October 29, 1996
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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