Douglas C. Horlick
Professional summary
Douglas Craig Horlick, who also goes by Douglas Horlick, is a registered financial professional currently at BCW SECURITIES LLC located in Westport, Connecticut.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 2004. Douglas has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7, Series 2, Series 24 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Craig Horlick's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2020 - Present
BCW SECURITIES LLC
Office #1: 55 Post Road West, Suite 200, Westport, CT 06880Office #2: 55 Post Road West, Suite 200, Westport, CT 06880December 23, 2009 - October 6, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 7, 2009 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
June 3, 2005 - December 7, 2009
GOLDMAN SACHS & CO. LLC
October 6, 2004 - June 2, 2005
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/3/2020)
(8/3/2020)
Exams
Series 79TO
Date: 8/3/2020
Investment Banking Registered Representative ExaminationSeries 2
Date: 8/24/1993
Non-Member General Securities ExaminationFINRA
Current Firm
BCW SECURITIES LLC
CRD#: 144930 / SEC#: , 8-67685
Contact information
FINRA licenses (18 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BCW SECURITIES LLC
CRD#: 144930Westport, CT 06880TRUST BUT VERIFY
Monitor Douglas Horlick
Get automatic monthly alerts on:
