Jerald J. Halverson

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CRD#: 2395133

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jerald Joseph Halverson, who also goes by Jay Halverson, was a registered financial professional .

Jerald is a previously registered financial professional and started their career in finance in 1993. Jerald had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jay Halverson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Camas Investment Group, LLC Non-Investment Related 1919 NW 40th Ave Camas, WA 98067 Business Consulting Managing Member Managing Member - 100% owner 5/31/2024 10 hrs per month 0 Executive oversight. Provide business consulting services to clients.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 14, 2024 - April 23, 2025

LION STREET ADVISORS, LLC

RIA

CRD#: 167610

Bellevue, WA

Past

August 14, 2024 - April 23, 2025

LION STREET FINANCIAL, LLC

CRD#: 165828

AUSTIN, TX

Past

May 30, 2024 - August 1, 2024

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Bellevue, WA

Past

September 29, 2023 - August 1, 2024

J.P. MORGAN SECURITIES LLC

CRD#: 79

Bellevue, WA

Past

May 2, 2016 - August 5, 2024

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

RIA

CRD#: 108559

Bellevue, WA

Past

May 2, 2016 - September 29, 2023

FIRST REPUBLIC SECURITIES COMPANY, LLC

CRD#: 105108

Bellevue, WA

Past

October 27, 2014 - May 27, 2016

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

PORTLAND, OR

Past

June 10, 2014 - May 27, 2016

UBS FINANCIAL SERVICES INC.

CRD#: 8174

PORTLAND, OR

Past

February 13, 2009 - December 9, 2009

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

SCOTTSDALE, AZ

Past

January 23, 2009 - December 9, 2009

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

SCOTTSDALE, AZ

Past

March 14, 2008 - April 2, 2008

NEW ENGLAND SECURITIES

CRD#: 615

PHOENIX, AZ

Past

September 7, 1993 - September 1, 1998

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/4/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/10/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/3/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LION STREET ADVISORS, LLC

CRD#: 167610 / SEC#: 801-107414

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Contact information

Main Address

300 Colorado Suite 2600, Austin, TX 78701

Mailing Address

Phone number

(512) 776-8400

Established

Firm type

Fiscal year end

# of Employees

152

Documents

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (4/1/2025)

ADVISORYONE - ENVESTNET (4/1/2025)

LSA ADV PART 2A (4/1/2025)

Regulatory assets under management

Total Number of Accounts	7,668
AUM (Assets Under Management)	$ 3,177,363,713

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jerald J. Halverson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LION STREET FINANCIAL, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

FIRST REPUBLIC SECURITIES COMPANY, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

NEW ENGLAND SECURITIES

SENTRA SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 8/4/2014

Series 63

Date: 9/8/1993

SIE

Date: 10/1/2018

Series 7

Date: 6/10/2014

Series 6

Date: 9/3/1993

Current Firm

LION STREET ADVISORS, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LION STREET ADVISORS, LLC

TRUST BUT VERIFY

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