Philip A. Lamell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Alan Lamell, who also goes by Philip Lamell, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1998. Philip had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 24, 2020 - February 18, 2022
HOYLECOHEN, LLC
April 30, 2009 - October 2, 2020
STELLAR CAPITAL MANAGEMENT LLC
June 29, 1998 - October 11, 2005
MERRILL LYNCH INVESTMENT MANAGERS LP
April 2, 1998 - October 11, 2005
FAM DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 1/30/1995
Non-Member General Securities ExaminationCurrent Firm
HOYLECOHEN, LLC
CRD#: 141125 / SEC#: 801-67037
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,427 |
| AUM (Assets Under Management) | $ 3,430,171,657 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/06/2024 | ||
| 01/29/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
