JT
James P. Terrion
USAA INVESTMENT SERVICES COMPANY
Plano, TX 75024
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CRD#: 2394982
JT
Professional summary
James Patrick Terrion, CFP®, who also goes by James P Terrion, James P. Terrion, James Patrick Terrion, James Terrion, Jim Terrion, is a registered financial advisor currently at USAA INVESTMENT SERVICES COMPANY located in Plano, Texas.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. James has worked at 12 firms and has passed the Series 63, Series 65, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James P Terrion | James P. Terrion | James Patrick Terrion | James Terrion | Jim Terrion
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 05/15/2025 - Firehouse Financial - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 04/22//2025 - 160 hours per month/ during trading
CRS (Client Relationship Summary) - RIA
Click below to view James Patrick Terrion's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view James Patrick Terrion's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 12, 2025 - Present
USAA INVESTMENT SERVICES COMPANY
Office #1: 7300 Parkwood Blvd. Building A 3rd Floor, Plano, TX, 75024RIA
BD
CRD#: 5475
Plano, TX
Current
September 12, 2025 - Present
USAA INVESTMENT SERVICES COMPANY
Office #1: 7300 Parkwood Blvd. Building A 3rd Floor, Plano, TX, 75024RIA
BD
CRD#: 5475
Plano, TX
Past
May 15, 2025 - July 23, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
PASADENA, CA
Past
May 15, 2025 - July 23, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
PASADENA, CA
Past
September 8, 2023 - May 15, 2025
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
Pasadena, CA
Past
September 8, 2023 - May 15, 2025
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
Pasadena, CA
Past
February 15, 2022 - May 24, 2023
FROST INVESTMENT SERVICES
RIA
CRD#: 286129
Dallas, TX
Past
January 24, 2022 - May 24, 2023
FROST BROKERAGE SERVICES, INC.
BD
CRD#: 17465
SAN ANTONIO, TX
Past
September 20, 2021 - January 19, 2022
FISHER INVESTMENTS
RIA
CRD#: 107342
PLANO, TX
Past
February 18, 2016 - August 23, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
RIA
CRD#: 110476
Pensacola, FL
Past
November 12, 2015 - August 23, 2021
BBVA SECURITIES INC.
BD
CRD#: 27060
DOTHAN, AL
Past
August 10, 2006 - October 28, 2015
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
DALLAS, TX
Past
October 24, 2001 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
MIDLAND, TX
Past
October 24, 2001 - October 28, 2015
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
DALLAS, TX
Past
October 15, 1998 - April 17, 2001
AMERICAN CENTURY INVESTMENT SERVICES INC.
BD
CRD#: 17437
KANSAS CITY, MO
Past
November 24, 1993 - July 17, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
USAA INVESTMENT SERVICES COMPANY
USAA INVESTMENT MANAGEMENT CO. | USAA WEALTH MANAGEMENT | USAA INVESTMENTS | USAA INVESTMENT SERVICES COMPANY | USAA INVESTMENT MANAGEMENT COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
RIA
Registered Investment Advisory firm - SEC (8/3/2022 Approved)Arizona
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Colorado
Registered Investment Advisory firm - SEC (8/24/2022 Terminated)Florida
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Texas
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/12/2025)
RR
Alaska(9/12/2025)
RR
Arizona(9/12/2025)
RR
Arkansas(9/12/2025)
RR
California(9/12/2025)
RR
Colorado(9/12/2025)
RR
Connecticut(9/12/2025)
RR
Delaware(9/12/2025)
RR
District of Columbia(9/12/2025)
RR
Florida(9/12/2025)
RR
Georgia(9/12/2025)
RR
Hawaii(9/12/2025)
RR
Idaho(9/12/2025)
RR
Illinois(9/12/2025)
RR
Indiana(9/12/2025)
RR
Iowa(9/12/2025)
RR
Kansas(9/12/2025)
RR
Kentucky(9/12/2025)
RR
Louisiana(9/12/2025)
RR
Maine(9/12/2025)
RR
Maryland(9/12/2025)
RR
Massachusetts(9/12/2025)
RR
Michigan(9/12/2025)
RR
Minnesota(9/12/2025)
RR
Mississippi(9/12/2025)
RR
Missouri(9/12/2025)
RR
Montana(9/12/2025)
RR
Nebraska(9/12/2025)
RR
Nevada(9/12/2025)
RR
New Hampshire(9/12/2025)
RR
New Jersey(9/12/2025)
RR
New Mexico(9/12/2025)
RR
New York(9/12/2025)
RR
North Carolina(9/12/2025)
RR
North Dakota(9/12/2025)
RR
Ohio(9/12/2025)
RR
Oklahoma(9/12/2025)
RR
Oregon(9/12/2025)
RR
Pennsylvania(9/12/2025)
RR
Puerto Rico(9/12/2025)
RR
Rhode Island(9/12/2025)
RR
South Carolina(9/12/2025)
RR
South Dakota(9/12/2025)
RR
Tennessee(9/12/2025)
RR
Texas(9/12/2025)
IAR
Texas(9/12/2025)
RR
Utah(9/12/2025)
RR
Vermont(9/12/2025)
RR
Virgin Islands(9/12/2025)
RR
Virginia(9/12/2025)
RR
Washington(9/12/2025)
RR
West Virginia(9/12/2025)
RR
Wisconsin(9/12/2025)
RR
Wyoming(9/12/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
USAA INVESTMENT SERVICES COMPANY
USAA INVESTMENT MANAGEMENT CO. | USAA WEALTH MANAGEMENT | USAA INVESTMENTS | USAA INVESTMENT SERVICES COMPANY | USAA INVESTMENT MANAGEMENT COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
RIA
Registered Investment Advisory firm - SEC (8/3/2022 Approved)Arizona
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Colorado
Registered Investment Advisory firm - SEC (8/24/2022 Terminated)Florida
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Texas
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
9800 Fredericksburg Road, San Antonio, TX 78288-0227
Mailing Address
9800 Fredericksburg Road, San Antonio, TX 78288-0227
Phone number
(800) 531-7960
Established
Delaware since 09/01/1988
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
152
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USAA INVESTMENT CORPORATION (PARENT CO.) | SHAREHOLDER | |
| BEALL, KEVIN DOUGLAS | VICE PRESIDENT, DIRECTOR | 4202452 |
| CARTER, BRANDON DANE | DIRECTOR, CHAIRMAN OF THE BOARD | 2939393 |
| ECK, FRANK THOMAS IV | SECRETARY | 7979835 |
| FLORES, JENNIFER MARGRET | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4175069 |
| HANKS, KARE ELIZABETH | DIRECTOR, VICE PRESIDENT | 2883762 |
| MUIR, JAMES DYER | CHIEF COMPLIANCE OFFICER | 2801996 |
| PEREZ-ROSSELLO, MADELINE IVETTE | ASSISTANT VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 4033239 |
| STORK, MARY ELIZABETH | DIRECTOR | 2960253 |
| WHITE, WILLIAM SWEENEY | PRESIDENT, VICE-CHAIRMAN, DIRECTOR | 4843743 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475Plano, TX 75024TRUST BUT VERIFY
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