Richard D. Meagley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Daniel Meagley was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1997. Richard had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2007 - December 31, 2019
PRIVATE ASSET MANAGEMENT INC
April 30, 1997 - December 9, 2004
SYMETRA ASSET MANAGEMENT COMPANY
Primary Firm SEC Registration
PRIVATE ASSET MANAGEMENT INC
CRD#: 108815 / SEC#: 801-52507
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
PRIVATE ASSET MANAGEMENT INC
CRD#: 108815 / SEC#: 801-52507
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 252 |
| AUM (Assets Under Management) | $ 105,171,786 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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