George E. Clutts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Eric Clutts, who also goes by George E Clutts, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1993. George had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2023 - January 16, 2024
ALLIANCE WEALTH ADVISORS
March 20, 2009 - December 31, 2023
LPL FINANCIAL LLC
March 20, 2009 - December 31, 2023
LPL FINANCIAL LLC
January 1, 2008 - March 30, 2009
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - March 30, 2009
WELLS FARGO CLEARING SERVICES, LLC
August 17, 2001 - January 1, 2008
A. G. EDWARDS & SONS, INC.
October 25, 1993 - January 3, 2008
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIANCE WEALTH ADVISORS
CRD#: 156712 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 510 |
| AUM (Assets Under Management) | $ 79,725,321 |
Red Flags
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