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George Eric Clutts

CRD# 2394932·Registered 1993 - 2024
Previously Registered: Being a previously registered professional could mean that George is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

George Eric Clutts, who also goes by George E Clutts, was a registered financial advisor. George was a previously registered financial professional and started their career in finance 1993 - 2024. George had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

George E Clutts

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

ALLIANCE WEALTH ADVISORS·CRD# 156712
RIA
Carbondale, IL
March 23, 2023 - January 16, 2024
LPL FINANCIAL LLC·CRD# 6413
RIA
Carbondale, IL
March 20, 2009 - December 31, 2023
LPL FINANCIAL LLC·CRD# 6413
BD
Carbondale, IL
March 20, 2009 - December 31, 2023
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Carbondale, IL
January 1, 2008 - March 30, 2009
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Carbondale, IL
January 1, 2008 - March 30, 2009
A. G. EDWARDS & SONS, INC.·CRD# 4
RIA
Carbondale, IL
August 17, 2001 - January 1, 2008
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
Carbondale, IL
October 25, 1993 - January 3, 2008

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Current Firm

AW
ALLIANCE WEALTH ADVISORS

ALLIANCE WEALTH ADVISORS | ROSE, JAN JEFFREY | ALLIANCE WEALTH MANAGEMENT LLC | ALLIANCE WEALTH MANAGEMENT

CRD#: 156712
Florida
Registered Investment Advisory firm - Florida (8/13/2024 Approved)
Illinois
Registered Investment Advisory firm - Illinois (5/25/2011 Approved)
Missouri
Registered Investment Advisory firm - Missouri (7/16/2024 Approved)
Tennessee
Registered Investment Advisory firm - Tennessee (5/14/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

115 S. Washington, Carbondale, IL 62901

Phone Number

(618) 457-6525

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

520

AUM (Assets Under Management)

$88,378,673

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 02/18/2009 - Alliance Investment Planning Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 03/25/2015 - No Business Name - Investment Related - Jackson County, IL - Real Estate Rental - Farm Owner - Start Date 01/01/2005 - 4 Hours Per Month/ 0 Hours During Securities Trading 3. 06/23/2023 - Alliance Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/20/2023 - 80 Hours Per Month/ 4 Hours During Securities Trading

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2001About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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