Ting K. Chen
TKC WEALTH MANAGEMENT LLC
Dallas, TX 75230
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CRD#: 2394916
Professional summary
Ting Kuo Chen, CFP®, who also goes by Daniel Chen, Tingkuo Daniel Chen, Tingkuo Chen, is a registered financial advisor currently at TKC WEALTH MANAGEMENT LLC located in Dallas, Texas and LANDOLT SECURITIES, INC. located in Dallas, Texas.
Ting is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Ting has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Chen | Tingkuo Daniel Chen | Tingkuo Chen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)T K C WEALTH MANAGEMENT,LLC,MANANGING MEMBER,PRESIDENT,CEO, PORTFOLIO MANAGEMENT,30 HRS.WK.,INVESTMENT RELATED ,12900 Preston Rd. Ste. 700, Dallas, TX 75230,STARTED 4/1/2015. 2.) HONG KONG ASSOCIATION OF NORTHERN TEXAS, MEMBER OF EXECUTIVE COMMITTEE,NETWORKING & PROMOTION OF US & HK TRADE., NOT INVESTMENT RELATED, STARTED 1997, 1HR.WK. 3.) TKC RISK ADVISORS, LLC, ,PRESIDENT,PROVIDE INSURANCE PRODUCTS,12900 PRESTON RD, STE 700, DALLAS TX 75230 ,NOT INVESTMENT RELATED, 1HR/WK. 4.) T.K.CHEN INTERNATIONAL ADVISORS, LTD, President, PARENT/HOLDING COMPANY OF TKC WEALTH MGT.LLC,AND TKC RISK ADVISORS, LLC, START 7/01/2011,2 HRS WK, NOT INVESTMENT RELATED 5.) T. K. CHEN FINANCIAL SERVICES, LLC, OWNER & REGISTERED REP, DBA UNDER LANDOLT SECURITIES, INC. B/D START 11/17/17,INVESTMENT RELATED, 12900 Preston Rd,Ste 700, Dallas TX 75230, 20 HRS WK. LANDOLT SECURITIES, INC. B/D,41412 N. Highway 83 Antioch, IL 60002 6.) TING KUO CHEN CHILDREN'S DYNASTY TRUST, NOT INVESTMENT RELATED, 0 HRS WK, TRUST FOR CHILDREN, SETTLOR OF THE TRUST 7.) TK CHEN MANAGEMENT, LLC, GENERAL PARTNER OF TK CHEN INTERNATIONAL ADVISORS, LTD, NOT INVESTMENT RELATED, CEO, OVERSEE HOLDING COMPANY ACTIVITIES AS PARENT COMPANY OF TKC WEALTH MANAGEMENT, LLC and TKC Risk Advisors, LLC., STARTED 7/1/2011, 2 HRS WK.
CRS (Client Relationship Summary) - RIA
Click below to view Ting Kuo Chen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
January 19, 2012 - Present
TKC WEALTH MANAGEMENT LLC
Office #1: 12900 Preston Road, Suite 700, Dallas, TX 75230RIA
CRD#: 158498
Dallas, TX
Current
November 17, 2017 - Present
LANDOLT SECURITIES, INC.
Office #1: 12900 Preston Rd Suite 700, Dallas, TX 75230RIA
BD
CRD#: 28352
Dallas, TX
Past
March 3, 2015 - November 15, 2017
RICHFIELD ORION INTERNATIONAL, INC.
BD
CRD#: 24433
Dallas, TX
Past
January 7, 2015 - February 2, 2015
WELBORN CAPITAL LLC
BD
CRD#: 152234
Dallas, TX
Past
May 10, 2013 - September 5, 2014
RICHFIELD ORION INTERNATIONAL, INC.
BD
CRD#: 24433
DALLAS, TX
Past
August 15, 2011 - November 29, 2011
TKC WEALTH MANAGEMENT LLC
RIA
CRD#: 158498
DALLAS, TX
Past
January 17, 2002 - June 10, 2011
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
RICHARDSON, TX
Past
April 3, 2001 - June 10, 2011
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
RICHARDSON, TX
Past
January 1, 1995 - March 27, 2001
COMERICA SECURITIES
BD
CRD#: 17079
DETROIT, MI
Past
August 31, 1994 - January 1, 1995
COMERICA FINANCIAL SERVICES, INC.
BD
CRD#: 31794
Past
February 23, 1994 - December 31, 1995
FIMCO SECURITIES GROUP, INC.
BD
CRD#: 30343
PORT WASHINGTON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TKC WEALTH MANAGEMENT LLC
CIVITAS WEALTH MANAGEMENT, LLC | TKC WEALTH MANAGEMENT LLC
CRD#: 158498 / SEC#: 801-133951
RIA
Registered Investment Advisory firm - (7/25/2025 Approved)Arkansas
Registered Investment Advisory firm - (12/31/2022 Terminated)California
Registered Investment Advisory firm - (9/4/2025 Terminated)Colorado
Registered Investment Advisory firm - (2/25/2022 Terminated)New Jersey
Registered Investment Advisory firm - (1/5/2016 Terminated)New York
Registered Investment Advisory firm - (8/5/2025 Terminated)Texas
Registered Investment Advisory firm - (8/5/2025 Termination Requested)Wisconsin
Registered Investment Advisory firm - (8/5/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/26/2023)
IAR
California(3/8/2016)
RR
California(11/17/2017)
RR
Florida(2/23/2018)
RR
Illinois(11/14/2018)
RR
Kansas(1/14/2020)
RR
Michigan(6/17/2022)
RR
New Jersey(5/6/2019)
RR
New York(6/15/2018)
IAR
New York(4/1/2021)
RR
North Carolina(7/1/2020)
RR
Oregon(9/2/2020)
IAR
Texas(1/19/2012)
RR
Texas(11/17/2017)
RR
Washington(5/4/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TW
TKC WEALTH MANAGEMENT LLC
CIVITAS WEALTH MANAGEMENT, LLC | TKC WEALTH MANAGEMENT LLC
CRD#: 158498 / SEC#: 801-133951
RIA
Registered Investment Advisory firm - (7/25/2025 Approved)Arkansas
Registered Investment Advisory firm - (12/31/2022 Terminated)California
Registered Investment Advisory firm - (9/4/2025 Terminated)Colorado
Registered Investment Advisory firm - (2/25/2022 Terminated)New Jersey
Registered Investment Advisory firm - (1/5/2016 Terminated)New York
Registered Investment Advisory firm - (8/5/2025 Terminated)Texas
Registered Investment Advisory firm - (8/5/2025 Termination Requested)Wisconsin
Registered Investment Advisory firm - (8/5/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12900 Preston Road, Suite 700, Dallas, TX 75230
Mailing Address
Phone number
(214) 389-2000
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 264 |
| AUM (Assets Under Management) | $ 121,759,655 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TKC WEALTH MANAGEMENT LLC
CRD#: 158498Dallas, TX 75230TRUST BUT VERIFY
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