Kenneth Dean Gross
CFP®Professional Summary
Kenneth Dean Gross, CFP®, who also goes by Kenneth Dean Gross Mr., Kenneth Gross, is a registered financial advisor currently at STRATEGIC FINANCIAL located in Thousand Oaks, California. Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Kenneth has worked at 1 firm and has passed the Series 2 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Retirement Planning
- Cashflow & Budgeting
- Financial Planning
- Investment Management
- Tax Planning
Biography
Financial Peace of Mind…why not?
Other Aliases
Kenneth Dean Gross Mr., Kenneth Gross
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
33 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
KEN GROSS FINANCIAL, INC. | STRATEGIC FINANCIAL
Contact Information
Main Address
One Boardwalk Avenue, Suite 103, Thousand Oaks, CA 91360Phone Number
(805) 494-1825# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
141AUM (Assets Under Management)
$73,374,086Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(2/17/2004)
(10/21/2005)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 2 — Non-Member General Securities Examination
Passed Aug 1993Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Dean Gross's CRS (Customer Relationship Summary).
Services Offered by Kenneth
- Retirement Planning
- Cashflow & Budgeting
- Financial Planning
- Investment Management
- Tax Planning
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