Kenneth D. Gross

STRATEGIC FINANCIAL

THOUSAND OAKS, CA 91360

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CRD#: 2394792

Professional summary

Kenneth Dean Gross, CFP®, who also goes by Kenneth Dean Gross Mr., Kenneth Gross, is a registered financial advisor currently at STRATEGIC FINANCIAL located in Thousand Oaks, California.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Kenneth has worked at 1 firm and has passed the Series 2 exam.

Biography

Financial Peace of Mind…why not?

Question & Answer

What are your service offerings?

Retirement Planning

Budgeting

Comprehensive Financial Planni...

Investment Planning

Tax Planning

Do you have an area of expertise or specialization?

Investment Advice with Ongoing...

Tax Planning

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

Kenneth Dean Gross Mr. | Kenneth Gross

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Gross, President, provides tax preparation services through Strategic Financial. This takes approximately 20% of his time. This activity is not investment-related and performed during and outside trading hours. Strategic Financial is located at the address mentioned in Item 1. The start date for Strategic Financial is January 5, 1999.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Dean Gross's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

February 17, 2004 - Present

STRATEGIC FINANCIAL

Office #1: One Boardwalk Avenue, Suite 103, Thousand Oaks, CA 91360

RIA

CRD#: 127924

THOUSAND OAKS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/17/2004)

IAR

Texas
(10/21/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 2

Date: 8/20/1993

Non-Member General Securities Examination

Current Firm

STRATEGIC FINANCIAL

KEN GROSS FINANCIAL, INC. | STRATEGIC FINANCIAL

CRD#: 127924 / SEC#: 801-62287

RIA

Registered Investment Advisory firm - (8/13/2012 Terminated)

California

Registered Investment Advisory firm - (7/12/2012 Approved)

Texas

Registered Investment Advisory firm - (6/21/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

One Boardwalk Avenue, Suite 103, Thousand Oaks, CA 91360

Mailing Address

Phone number

(805) 494-1825

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	164
AUM (Assets Under Management)	$ 65,292,514

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Kenneth D. Gross

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Dean Gross's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC FINANCIAL

State Registrations and Notice Filings

Exams

Series 2

Date: 8/20/1993

Current Firm

STRATEGIC FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STRATEGIC FINANCIAL

TRUST BUT VERIFY

Contact information

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