Dean M. French
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dean Michael French was a registered financial professional .
Dean is a previously registered financial professional and started their career in finance in 1993. Dean had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2003 - March 9, 2015
ALERUS SECURITIES CORPORATION
September 11, 1993 - October 15, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 11, 1993 - October 15, 2003
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALERUS SECURITIES CORPORATION
CRD#: 35947 / SEC#: , 8-47152
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALERUS FINANCIAL, NA | SHAREHOLDER | |
| BOLLINGBERG, KARL AUSTIN | DIRECTOR | 4629623 |
| COMPTON, KRIS ELLEN | DIRECTOR | |
| FLESCH, JOHN GERARD | DIRECTOR | 811977 |
| HANSON, JERROD KEITH | CHIEF FINANCIAL OFFICER | 4976261 |
| KRAFT, BRIAN HAROLD | PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1884374 |
| NEWMAN, RANDY LOUIS | CHAIRMAN/DIRECTOR | 2451981 |
| UPHAM, BONNIE JEAN | SECRETARY | 4629612 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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