Isaac S. Vulakh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Isaac Samuel Vulakh, who also goes by Igor Vulakh, was a registered financial professional .
Isaac is a previously registered financial professional and started their career in finance in 1993. Isaac had worked at 9 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2012 - December 6, 2012
CAPULENT LLC
February 19, 2010 - September 17, 2010
VCS VENTURE SECURITIES
July 11, 2006 - January 29, 2008
CITIGROUP GLOBAL MARKETS INC.
June 22, 2006 - January 29, 2008
CITIGROUP GLOBAL MARKETS INC.
September 27, 1996 - December 18, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
September 26, 1996 - December 18, 1996
IDS LIFE INSURANCE COMPANY
January 16, 1996 - May 3, 1996
BLUESTONE CAPITAL CORP.
August 14, 1995 - August 31, 1995
BARRON CHASE SECURITIES, INC.
September 11, 1994 - April 24, 1995
CITIGROUP GLOBAL MARKETS INC.
March 16, 1994 - October 17, 1994
STATE CAPITAL MARKETS CORPORATION
September 27, 1993 - March 18, 1994
FIRST ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPULENT LLC
CRD#: 155155 / SEC#: , 8-68699
Contact information
FINRA licenses (47 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
