Alison W. Stewart
Professional summary
Alison Walpole Stewart, who also goes by Christa Alison Stewart, Alison Walpole, Christa Alison Walpole, is a registered financial advisor currently at NORTHERN TRUST INVESTMENTS, INCORPORATED located in Chicago, Illinois and NORTHERN TRUST SECURITIES, INC. located in Chicago, Illinois.
Alison is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Alison has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alison Walpole Stewart's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2016 - Present
NORTHERN TRUST INVESTMENTS, INCORPORATED
Office #1: 181 West Madison Mb-22, Chicago, IL 60603January 5, 2004 - Present
NORTHERN TRUST SECURITIES, INC.
Office #1: 181 West Madison, Chicago, IL 60602February 1, 1995 - August 22, 2003
DWS DISTRIBUTORS, INC.
December 22, 1994 - February 1, 1995
KEMPER FINANCIAL SERVICES, INC.
September 21, 1993 - June 20, 1994
COMMERCE BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
NORTHERN TRUST INVESTMENTS, INCORPORATED
CRD#: 105780 / SEC#: 801-33358
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
NORTHERN TRUST INVESTMENTS, INCORPORATED
CRD#: 105780 / SEC#: 801-33358
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,475 |
| AUM (Assets Under Management) | $ 1,114,770,223,733 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2025 | ||
| 09/27/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
NORTHERN TRUST INVESTMENTS, INCORPORATED
CRD#: 105780Chicago, IL 60603TRUST BUT VERIFY
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