Lyman K. Black
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lyman Keith Black was a registered financial professional .
Lyman is a previously registered financial professional and started their career in finance in 1993. Lyman had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2017 - April 21, 2021
KCG INVESTMENT ADVISORY SERVICES LLC
January 14, 2014 - March 2, 2017
SKIDAWAY FINANCIAL PLANNING,INC.
March 18, 1996 - October 11, 1996
WMA SECURITIES, INC.
April 6, 1995 - June 13, 1995
IDS LIFE INSURANCE COMPANY
April 6, 1995 - June 13, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
October 6, 1993 - April 5, 1995
WACHOVIA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KCG INVESTMENT ADVISORY SERVICES LLC
CRD#: 150083 / SEC#:
Contact information
Red Flags
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