MM
Michael P. Maurer
CAVANAL HILL INVESTMENT MANAGEMENT
TULSA, OK 74192
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CRD#: 2394387
MM
Professional summary
Michael Patrick Maurer JR, CFA, who also goes by Michael Patrick Maurer, Mike Maurer Jr, Mike Maurer, is a registered financial advisor currently at CAVANAL HILL INVESTMENT MANAGEMENT, INC. located in Tulsa, Oklahoma.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Michael has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Patrick Maurer | Mike Maurer Jr | Mike Maurer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Maurer JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 13, 2003 - Present
CAVANAL HILL INVESTMENT MANAGEMENT, INC.
Office #1: One Williams Center 15th Floor, Tulsa, OK, 74192RIA
CRD#: 110774
TULSA, OK
Past
October 7, 1994 - November 11, 2002
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CH
CAVANAL HILL INVESTMENT MANAGEMENT, INC.
AXIA INVESTMENT MANAGEMENT, INC. | INVESTMENT CONCEPTS, INC. | CAVANAL HILL INVESTMENT MANAGEMENT, INC. | BOK INVESTMENT ADVISERS, INC. | AXIA INVESTMENT MANAGMENT, INC.
CRD#: 110774 / SEC#: 801-60138
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(7/20/2006)
IAR
Arkansas(6/26/2006)
IAR
California(6/15/2006)
IAR
Colorado(6/16/2006)
IAR
Connecticut(6/16/2006)
IAR
Delaware(6/21/2006)
IAR
District of Columbia(8/1/2006)
IAR
Florida(10/2/2006)
IAR
Georgia(1/12/2007)
IAR
Illinois(6/16/2006)
IAR
Kansas(6/15/2006)
IAR
Louisiana(6/16/2006)
IAR
Massachusetts(6/19/2006)
IAR
Missouri(6/16/2006)
IAR
New Hampshire(6/27/2006)
IAR
New Jersey(6/16/2006)
IAR
New Mexico(6/21/2006)
IAR
North Carolina(6/19/2006)
IAR
Ohio(6/16/2006)
IAR
Oklahoma(2/13/2003)
IAR
Pennsylvania(6/16/2006)
IAR
Texas(6/15/2006)
IAR
Utah(6/15/2006)
IAR
Virginia(6/16/2006)
IAR
Washington(8/9/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
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CAVANAL HILL INVESTMENT MANAGEMENT, INC.
AXIA INVESTMENT MANAGEMENT, INC. | INVESTMENT CONCEPTS, INC. | CAVANAL HILL INVESTMENT MANAGEMENT, INC. | BOK INVESTMENT ADVISERS, INC. | AXIA INVESTMENT MANAGMENT, INC.
CRD#: 110774 / SEC#: 801-60138
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Williams Center 15th Floor, Tulsa, OK 74172-0172
Mailing Address
6242 E. 41st St. So, Tulsa, OK 74135
Phone number
(800) 958-2942
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,326 |
| AUM (Assets Under Management) | $ 14,223,562,597 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2025 | ||
| 12/18/2024 | ||
| 08/25/2023 | ||
| 09/26/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAVANAL HILL INVESTMENT MANAGEMENT, INC.
CRD#: 110774Tulsa, OK 74192TRUST BUT VERIFY
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