Michael P. Eischen

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CRD#: 2394271

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Paul Eischen, who also goes by Michael Patrick Eischen, Mike Eischen, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Patrick Eischen | Mike Eischen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 29, 2020 - November 23, 2021

ADAPTATION FINANCIAL ADVISORS INC.

RIA

CRD#: 309192

Westerville, OH

Past

December 12, 2011 - March 18, 2021

EISCHEN FINANCIAL GROUP

RIA

CRD#: 159368

WESTERVILLE, OH

Past

November 23, 2011 - January 26, 2012

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

COLOMBUS, OH

Past

November 17, 2011 - October 19, 2017

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

COLUMBUS, OH

Past

March 21, 2001 - November 16, 2011

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

COLUMBUS, OH

Past

April 18, 1994 - November 16, 2011

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

COLUMBUS, OH

Past

September 21, 1993 - December 31, 1993

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADAPTATION FINANCIAL ADVISORS INC.

ADAPTATION FINANCIAL | ADAPTATION FINANCIAL ADVISORS INC.

CRD#: 309192 / SEC#: 801-118982

RIA

Registered Investment Advisory firm - (6/26/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/12/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/19/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/1993

General Securities Representative Examination

Current Firm

ADAPTATION FINANCIAL ADVISORS INC.

ADAPTATION FINANCIAL | ADAPTATION FINANCIAL ADVISORS INC.

CRD#: 309192 / SEC#: 801-118982

RIA

Registered Investment Advisory firm - (6/26/2020 Approved)

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Contact information

Main Address

700 Cedar Lake Blvd, Oklahoma City, OK 73114

Mailing Address

Phone number

(972) 774-0700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADAPTATION WRAP BROCHURE-MARCH 2025 (3/31/2025)

ADAPTATION FINANCIAL- ADV2A BROCHURE MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	674
AUM (Assets Under Management)	$ 217,147,998

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael P. Eischen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EISCHEN FINANCIAL GROUP

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

G.F. INVESTMENT SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

ADAPTATION FINANCIAL ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/12/1999

SIE

Date: 10/19/2017

Series 7

Date: 9/20/1993

Current Firm

ADAPTATION FINANCIAL ADVISORS INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADAPTATION FINANCIAL ADVISORS INC.

TRUST BUT VERIFY

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