Bonnie C. Aves
Professional summary
Bonnie Chen Aves, who also goes by Bonnie Lai Har Chan, Bonnie Chen, is a registered financial advisor currently at HEPWORTH EQUITY PARTNERS, LLC located in Wolfeboro, New Hampshire.
Bonnie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Bonnie has worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bonnie Chen Aves's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 23, 2012 - Present
HEPWORTH EQUITY PARTNERS, LLC
Office #1: 39 Harbor Way, No.18, Wolfeboro, NH 03894July 7, 2000 - January 7, 2008
CITIGROUP GLOBAL MARKETS INC.
March 17, 1995 - July 10, 2000
MORGAN STANLEY DW INC.
August 18, 1994 - June 28, 1995
M.S. FARRELL & COMPANY, INC.
May 18, 1994 - June 21, 1994
FINANCIAL SCIENCES, INC.
Primary Firm SEC Registration
HEPWORTH EQUITY PARTNERS, LLC
CRD#: 145774 / SEC#: 801-131607
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/19/2012)
(4/23/2012)
(6/13/2012)
(6/20/2023)
Exams
Current Firm
HEPWORTH EQUITY PARTNERS, LLC
CRD#: 145774 / SEC#: 801-131607
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 391 |
| AUM (Assets Under Management) | $ 120,000,000 |
Red Flags
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