Gary L. Spooner
Professional summary
Gary Lee Spooner was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gary Lee Spooner was a registered financial advisor .
Gary is a previously registered financial advisor and started their career in finance in 1993. Gary had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2002 - December 31, 2011
SPOONER ADVISORY SERVICES, INC.
February 2, 2000 - April 26, 2011
SECURITIES SERVICE NETWORK, LLC
June 15, 1998 - February 15, 2000
THE CONCORD EQUITY GROUP, LLC
March 25, 1998 - August 12, 1998
EMISSARY FINANCIAL GROUP, INC.
June 1, 1995 - March 17, 1998
MONEY CONCEPTS CAPITAL CORP
October 18, 1993 - December 13, 1994
TITAN/VALUE EQUITIES GROUP, INC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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