Jonathan J. Shepland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Jeffrey Shepland was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1996. Jonathan had worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2024 - April 2, 2025
ROBERTS & RYAN, INC.
January 5, 2022 - April 18, 2024
ARENA FINANCIAL SERVICES, LLC
February 27, 2014 - February 12, 2020
ZEBED SECURITIES, LLC
April 8, 2002 - February 15, 2013
GRACE FINANCIAL GROUP LLC
October 12, 2001 - April 9, 2002
A.B. WATLEY, INC.
August 13, 1998 - October 12, 2001
ON-SITE TRADING, INC.
February 19, 1998 - August 27, 1998
PRESTIGE FINANCIAL CENTER, INC.
March 27, 1996 - January 26, 1998
NEW YORK CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/2/1999
Limited Representative-Equity Trader ExamCurrent Firm
ROBERTS & RYAN, INC.
CRD#: 19456 / SEC#: 801-113965, 8-37469
Contact information
FINRA licenses (32 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
