Stephen F. Alibozek
Professional summary
Stephen F Alibozek, who also goes by Stephen Francis Alibozek, is a registered financial professional currently at MML DISTRIBUTORS, LLC located in Springfield, Massachusetts and MML INVESTORS SERVICES, LLC located in Springfield, Massachusetts.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1993. Stephen has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen F Alibozek's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2010 - Present
MML DISTRIBUTORS, LLC
Office #1: 1295 State Street, Springfield, MA 01111November 27, 2013 - Present
MML INVESTORS SERVICES, LLC
Office #1: 1295 State Street, Springfield, MA 01111February 27, 2014 - Present
MML STRATEGIC DISTRIBUTORS, LLC
Office #1: 1295 State Street, Springfield, MA 01111April 30, 2004 - December 2, 2009
MML INVESTORS SERVICES, LLC
September 8, 2001 - November 10, 2005
MML DISTRIBUTORS, LLC
October 26, 1993 - July 10, 2001
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/15/2010)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MML STRATEGIC DISTRIBUTORS, LLC
CRD#: 168638 / SEC#: , 8-69322
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| BLUE, DOMINIC | DIRECTOR | 7323924 |
| CRADDOCK, GEOFFREY | DIRECTOR | 1444771 |
| DIGANGI, MATTHEW T | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 3229894 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| PUHALA, JAMES | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5290483 |
| REILLY, JENNIFER RHODES | DIRECTOR | 3243154 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MML STRATEGIC DISTRIBUTORS, LLC
CRD#: 168638Springfield, MA 01111TRUST BUT VERIFY
Monitor Stephen Alibozek
Get automatic monthly alerts on:
