Bradley A. Glotzbach

ATLAS BROWN

Louisville, KY 40202-1259

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CRD#: 2393997

Professional summary

Bradley Andrew Glotzbach, who also goes by Brad Glotzbach, is a registered financial advisor currently at ATLAS BROWN located in Louisville, Kentucky.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Bradley has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Glotzbach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

YMCA Louisville, not investment related, downtown Louisville, fitness, instructor, August 2015, 1-2 hours, 0 hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Andrew Glotzbach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2010 - Present

ATLAS BROWN

Office #1: 333 East Main Street Suite 400, Louisville, KY 40202-1259

RIA

CRD#: 133408

Louisville, KY

Past

September 8, 2003 - December 31, 2005

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

INDIANAPOLIS, IN

Past

September 5, 2003 - December 31, 2005

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

June 21, 2002 - August 8, 2003

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

May 2, 2001 - April 18, 2002

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

April 11, 1997 - May 2, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

January 4, 1995 - March 6, 1997

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 4, 1995 - March 6, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATLAS BROWN

ATLAS BROWN | ATLAS BROWN, INC. | ATLAS BROWN INVESTMENT ADVISORS, INC. | ATLAS BROWN HOLDINGS, LLC

CRD#: 133408 / SEC#: 801-63702

RIA

Registered Investment Advisory firm - (12/8/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(6/24/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/23/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/13/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/3/1995

General Securities Representative Examination

Current Firm

ATLAS BROWN

ATLAS BROWN | ATLAS BROWN, INC. | ATLAS BROWN INVESTMENT ADVISORS, INC. | ATLAS BROWN HOLDINGS, LLC

CRD#: 133408 / SEC#: 801-63702

RIA

Registered Investment Advisory firm - (12/8/2004 Approved)

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Contact information

Main Address

333 East Main Street Suite 400, Louisville, KY 40202-1259

Mailing Address

Phone number

(502) 271-2900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ATLAS BROWN, INC. FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,110
AUM (Assets Under Management)	$ 567,526,432

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/25/2025	Cover Page	Report
03/06/2024	Cover Page	Report
05/04/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley A. Glotzbach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Andrew Glotzbach's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

FIFTH THIRD SECURITIES, INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ATLAS BROWN

State Registrations and Notice Filings

Exams

Series 65

Date: 6/23/2010

Series 63

Date: 1/13/1995

Series 7

Date: 1/3/1995

Current Firm

ATLAS BROWN

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ATLAS BROWN

TRUST BUT VERIFY

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