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GA

Garrett Mitchell Alton

CERTUITY
Atlanta, GA
·CRD# 2393364·33 years experience

Professional Summary

Garrett Mitchell Alton, who also goes by Garry Alton, is a registered financial advisor currently at CERTUITY, LLC located in Atlanta, Georgia. Garrett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Garrett has worked at 13 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Garry Alton

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

CERTUITY, LLC·CRD# 129505
RIA
905 Bernina Avenue Ne Suite D, Atlanta, GA 30307
December 16, 2025 - Present
PENNINGTON PARTNERS & CO., LLC·CRD# 282688
RIA
Bethesda, MD
January 31, 2025 - October 20, 2025
M&T SECURITIES, INC.·CRD# 17358
RIA
Atlanata, GA
April 23, 2021 - June 9, 2021
M&T SECURITIES, INC.·CRD# 17358
BD
Baltimore, MD
April 21, 2021 - June 9, 2021
BNY MELLON SECURITIES CORPORATION·CRD# 231
RIA
Atlanta, GA
August 10, 2011 - February 6, 2012
BNY MELLON SECURITIES CORPORATION·CRD# 231
BD
Atlanta, GA
August 5, 2011 - February 6, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Atlanta, GA
November 25, 2008 - December 14, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Atlanta, GA
November 12, 2008 - December 14, 2009
GFO ADVISORY SERVICES, LLC·CRD# 109278
RIA
Atlanta, GA
March 27, 2008 - October 15, 2008
NEUBERGER BERMAN BD LLC·CRD# 2908
RIA
Atlanta, GA
July 7, 2006 - April 9, 2008
NEUBERGER BERMAN BD LLC·CRD# 2908
BD
Atlanta, GA
June 30, 2006 - April 9, 2008
INTL ADVISORY CONSULTANTS INC.·CRD# 130888
RIA
Birmingham, AL
March 15, 2005 - July 27, 2006
STERNE, AGEE & LEACH, INC.·CRD# 791
RIA
Atlanta, GA
October 14, 2004 - July 5, 2006
STERNE, AGEE & LEACH, INC.·CRD# 791
BD
Atlanta, GA
October 14, 2004 - July 5, 2006
MORGAN STANLEY DW INC.·CRD# 7556
RIA
New York, NY
February 25, 2003 - October 26, 2004
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
August 23, 1999 - October 26, 2004
J.C. BRADFORD & CO.·CRD# 1287
BD
New York, NY
July 18, 1997 - August 30, 1999
THE ROBINSON-HUMPHREY COMPANY, LLC·CRD# 723
BD
Atlanta, GA
June 9, 1995 - July 28, 1997
FIRST UNION BROKERAGE SERVICES, INC.·CRD# 8112
BD
Charlotte, NC
September 29, 1993 - July 22, 1995

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Current Firm

CL
CERTUITY, LLC

ALTS PLUS | KLEIN & KRAMBEER, LLC | CERTUITY, LLC | CERTUITY | CAMDEN CAPITAL, LLC | CAMDEN CAPITAL MANAGEMENT, LLC | CAMDEN CAPITAL | ALTSPLUS | ALTS+

CRD#: 129505 / SEC#: 801-62580
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)

Contact Information

Main Address

1295 Us Highway One Third Floor, North Palm Beach, FL 33408

Phone Number

(561) 693-3255

# of Employees

35

SEC notice filing (15 States and Territories)

Registered to provide investment advisory services in 15 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CERTUITY FORM ADV PART 2A (3/28/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,828

AUM (Assets Under Management)

$3,301,613,248

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
10/06/2026Cover PageReport
12/12/2025Cover PageReport
10/04/2024Cover PageReport
12/22/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CL
CERTUITY, LLC

ALTS PLUS | KLEIN & KRAMBEER, LLC | CERTUITY, LLC | CERTUITY | CAMDEN CAPITAL, LLC | CAMDEN CAPITAL MANAGEMENT, LLC | CAMDEN CAPITAL | ALTSPLUS | ALTS+

CRD#: 129505 / SEC#: 801-62580
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(1/12/2026)
IAR
Georgia
(12/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1993About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2021About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1995About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1993About the Series 6 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Apr 2000About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Apr 2000About the Series 9 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Garrett Mitchell Alton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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