Norman G. Bloom
Professional summary
Norman Gerald Bloom is a registered financial advisor currently at SPIRE WEALTH MANAGEMENT, LLC located in Pittsburgh, Pennsylvania and SPIRE SECURITIES, LLC located in Pittsburgh, Pennsylvania.
Norman is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1963. Norman has worked at 6 firms and has passed the Series 63, Series 52TO, Series 7TO, SIE, Series 5, Series 1, Series 10, Series 24, Series 53, Series 9, Series 4, Series 00 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Norman Gerald Bloom's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2009 - Present
SPIRE WEALTH MANAGEMENT, LLC
Office #1: 6507 Wilkins Ave. Suite 211, Pittsburgh, PA 15217April 17, 2009 - Present
SPIRE SECURITIES, LLC
Office #1: 6507 Wilkins Ave. Suite 211, Pittsburgh, PA 15217February 7, 1974 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
February 7, 1974 - May 5, 2009
UBS FINANCIAL SERVICES INC.
July 2, 1973 - April 14, 1974
DUPONT WALSTON, INCORPORATED
July 23, 1963 - November 17, 1973
DUPONT GLORE FORGAN & CO
Primary Firm SEC Registration
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/20/2009)
(4/17/2009)
(4/17/2009)
(4/17/2009)
(4/23/2009)
(4/17/2009)
(4/17/2009)
(4/17/2009)
(4/17/2009)
(5/22/2009)
(4/21/2009)
(4/17/2009)
(5/6/2009)
(9/14/2021)
(7/15/2009)
(4/17/2009)
(4/17/2009)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 5
Date: 10/23/1981
Interest Rate Options ExaminationSeries 1
Date: 1/31/1961
Registered Representative ExaminationSeries 00
Date: 6/11/1973
General Securities Principal ExaminationSeries 12
Date: 3/27/1972
NYSE Branch Manager ExaminationFINRA
Current Firm
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,808 |
| AUM (Assets Under Management) | $ 4,617,171,037 |
Red Flags
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