JZ
Jeffrey J. Ziegler
STRATEGIC ADVISERS LLC
CINCINNATI, OH
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CRD#: 2393083
JZ
Professional summary
Jeffrey J Ziegler, who also goes by Jeffrey Jon Ziegler Mr., Jeffrey Jon Ziegler, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Cincinnati, Ohio and FIDELITY BROKERAGE SERVICES LLC located in Covington, Kentucky.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Jeffrey has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey Jon Ziegler Mr. | Jeffrey Jon Ziegler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey J Ziegler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 100 Crosby Pkwy, Covington, KY 41015-4325RIA
CRD#: 104555
CINCINNATI, OH
Current
October 24, 2012 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 Crosby Parkway, Covington, KY 41015BD
CRD#: 7784
Covington, KY
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
COVINGTON, KY
Past
October 26, 2012 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
COVINGTON, KY
Past
January 2, 2008 - September 12, 2012
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
BD
CRD#: 144464
CINCINNATI, OH
Past
May 14, 2007 - December 31, 2007
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
CINCINNATI, OH
Past
February 23, 2006 - May 11, 2007
FORESIDE DISTRIBUTION SERVICES, L.P.
BD
CRD#: 15634
CINCINNATI, OH
Past
April 13, 2004 - September 27, 2012
CLEARARC CAPITAL, INC.
RIA
CRD#: 104650
CINCINNATI, OH
Past
October 24, 2002 - December 13, 2005
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CINCINNATI, OH
Past
September 1, 1993 - March 7, 2001
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/24/2015)
RR
Alaska(3/24/2015)
RR
Arizona(3/24/2015)
RR
Arkansas(3/24/2015)
RR
California(3/24/2015)
RR
Colorado(3/24/2015)
IAR
Colorado(3/31/2025)
RR
Connecticut(3/24/2015)
RR
Delaware(3/24/2015)
RR
District of Columbia(3/24/2015)
RR
Florida(3/24/2015)
RR
Georgia(3/24/2015)
RR
Hawaii(3/24/2015)
RR
Idaho(3/24/2015)
RR
Illinois(10/24/2012)
RR
Indiana(10/24/2012)
IAR
Indiana(3/31/2025)
RR
Iowa(3/24/2015)
RR
Kansas(3/24/2015)
RR
Kentucky(10/24/2012)
IAR
Kentucky(3/31/2025)
RR
Louisiana(3/24/2015)
RR
Maine(3/24/2015)
RR
Maryland(3/24/2015)
RR
Massachusetts(3/24/2015)
RR
Michigan(3/24/2015)
RR
Minnesota(3/24/2015)
RR
Mississippi(3/24/2015)
RR
Missouri(3/24/2015)
RR
Montana(3/24/2015)
RR
Nebraska(3/24/2015)
RR
Nevada(3/24/2015)
RR
New Hampshire(3/24/2015)
RR
New Jersey(3/24/2015)
RR
New Mexico(3/24/2015)
RR
New York(3/24/2015)
RR
North Carolina(3/26/2015)
RR
North Dakota(3/24/2015)
RR
Ohio(10/24/2012)
IAR
Ohio(3/31/2025)
RR
Oklahoma(3/24/2015)
RR
Oregon(3/24/2015)
RR
Pennsylvania(3/24/2015)
RR
Rhode Island(3/24/2015)
RR
South Carolina(3/24/2015)
RR
South Dakota(3/24/2015)
RR
Tennessee(3/24/2015)
RR
Texas(3/24/2015)
RR
Utah(3/24/2015)
RR
Vermont(3/24/2015)
RR
Virginia(3/24/2015)
RR
Washington(3/24/2015)
RR
West Virginia(3/24/2015)
RR
Wisconsin(3/24/2015)
RR
Wyoming(3/24/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
